Advisory Research’s TriplePoint Venture Growth BDC TPVG Stock Holding History

Advisory Research’s Portfolio TPVG Stock Details TPVG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-68,310	Closed	-$921K	–	320
2015 Q2	$921K	Sell	68,310 -7,640	-10%	-$106K	0.01%	236
2015 Q1	$1.07M	Sell	75,950 -20,010	-21%	-$291K	0.01%	236
2014 Q4	$1.43M	Sell	95,960 -30,860	-24%	-$447K	0.01%	223
2014 Q3	$1.85M	Hold	126,820	–	–	0.02%	208
2014 Q2	$2.08M	Buy	126,820 +89,420	+239%	+$1.38M	0.02%	202
2014 Q1	$607K	Buy	+37,400	New	+$598K	0.01%	283

Other funds holding TPVG

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

PFMOSF

Philadelphia Financial Management of San Francisco San Francisco, California $346M AUM 30.02% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Advisory Research's TPVG Position: Q3 2015 in Review

Advisory Research sold out of TriplePoint Venture Growth BDC (TPVG) in Q3 2015, closing a stake of 68,310 shares — an estimated $921K sold.

Advisory Research first reported a position in TPVG in Q1 2014 and held it in 6 quarters. The position peaked at $2.08M in Q2 2014. 46 funds tracked by Wall St. Rank hold TPVG as of Q3 2015.

Advisory Research reported no remaining TriplePoint Venture Growth BDC position as of Q3 2015 after selling out during the quarter.
Advisory Research sold 68,310 TriplePoint Venture Growth BDC shares in Q3 2015, an estimated $921K.
Advisory Research first reported a position in TriplePoint Venture Growth BDC in Q1 2014 and held it in 6 quarters.
Advisory Research's TriplePoint Venture Growth BDC position peaked at $2.08M in Q2 2014.
46 funds tracked by Wall St. Rank held TriplePoint Venture Growth BDC as of Q3 2015.

Based on Advisory Research's 13F filing for Q3 2015, filed 13 Nov 2015.