Advisory Research’s Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share PICC.WS Stock Holding History

Advisory Research’s Portfolio PICC.WS Stock Details PICC.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-48,000	Closed	-$5K	–	434
2022 Q2	$5K	Hold	48,000	–	–	﹤0.01%	361
2022 Q1	$22K	Hold	48,000	–	–	﹤0.01%	383
2021 Q4	$39K	Buy	48,000 +18,000	+60%	+$16.5K	﹤0.01%	336
2021 Q3	$26K	Buy	+30,000	New	+$32.2K	﹤0.01%	346

Other funds holding PICC.WS

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Athos Capital Hong Kong $324M AUM 16.62% 1-Year Est. Return

AGC

Angelo Gordon & Co New York $1.06B AUM 47.95% 1-Year Est. Return

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

Magnetar Financial Evanston, Illinois $9.84B AUM 190.64% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Aristeia Capital Greenwich, Connecticut $4.82B AUM 24.94% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

Periscope Capital Toronto, Ontario, Canada $902M AUM 6.51% 1-Year Est. Return

Advisory Research's PICC.WS Position: Q3 2022 in Review

Advisory Research sold out of Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share (PICC.WS) in Q3 2022, closing a stake of 48,000 shares — an estimated $5K sold.

Advisory Research first reported a position in PICC.WS in Q3 2021 and held it in 4 quarters. The position peaked at $39K in Q4 2021. 36 funds tracked by Wall St. Rank hold PICC.WS as of Q3 2022.

Advisory Research reported no remaining Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share position as of Q3 2022 after selling out during the quarter.
Advisory Research sold 48,000 Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share shares in Q3 2022, an estimated $5K.
Advisory Research first reported a position in Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share in Q3 2021 and held it in 4 quarters.
Advisory Research's Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share position peaked at $39K in Q4 2021.
36 funds tracked by Wall St. Rank held Pivotal Investment Corporation III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share as of Q3 2022.

Based on Advisory Research's 13F filing for Q3 2022, filed 15 Nov 2022.