Advisory Research’s Proofpoint, Inc. PFPT Stock Holding History

Advisory Research’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-20,588	Closed	-$1.8M	–	451
2017 Q3	$1.8M	Sell	20,588 -2,325	-10%	-$207K	0.03%	230
2017 Q2	$1.99M	Sell	22,913 -46,463	-67%	-$3.82M	0.03%	221
2017 Q1	$5.16M	Sell	69,376 -14,581	-17%	-$1.16M	0.08%	167
2016 Q4	$5.93M	Buy	+83,957	New	+$6.32M	0.09%	118

Other funds holding PFPT

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Advisory Research's PFPT Position: Q4 2017 in Review

Advisory Research sold out of Proofpoint, Inc. (PFPT) in Q4 2017, closing a stake of 20,588 shares — an estimated $1.8M sold.

Advisory Research first reported a position in PFPT in Q4 2016 and held it in 4 quarters. The position peaked at $5.93M in Q4 2016. 301 funds tracked by Wall St. Rank hold PFPT as of Q4 2017.

Advisory Research reported no remaining Proofpoint, Inc. position as of Q4 2017 after selling out during the quarter.
Advisory Research sold 20,588 Proofpoint, Inc. shares in Q4 2017, an estimated $1.8M.
Advisory Research first reported a position in Proofpoint, Inc. in Q4 2016 and held it in 4 quarters.
Advisory Research's Proofpoint, Inc. position peaked at $5.93M in Q4 2016.
301 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q4 2017.

Based on Advisory Research's 13F filing for Q4 2017, filed 8 Feb 2018.