Advisory Research’s Plains All American Pipeline PAA Stock Holding History

Advisory Research’s Portfolio PAA Stock Details PAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-5,362,603	Closed	-$131M	–	346
2019 Q2	$131M	Sell	5,362,603 -90,745	-2%	-$2.17M	2.57%	8
2019 Q1	$134M	Buy	5,453,348 +490,475	+10%	+$11.6M	2.58%	9
2018 Q4	$99.5M	Sell	4,962,873 -986,010	-17%	-$22.5M	2.11%	11
2018 Q3	$149M	Sell	5,948,883 -438,550	-7%	-$11M	2.43%	12
2018 Q2	$151M	Buy	6,387,433 +1,188,882	+23%	+$28.6M	2.42%	11
2018 Q1	$115M	Buy	5,198,551 +161,191	+3%	+$3.55M	2.06%	9
2017 Q4	$104M	Sell	5,037,360 -1,016,823	-17%	-$20.7M	1.72%	12
2017 Q3	$128M	Sell	6,054,183 -1,008,290	-14%	-$23.3M	2.04%	9
2017 Q2	$186M	Buy	7,062,473 +1,383,165	+24%	+$38.3M	2.93%	6
2017 Q1	$180M	Buy	5,679,308 +222,064	+4%	+$7.02M	2.65%	6
2016 Q4	$176M	Buy	5,457,244 +52,291	+1%	+$1.65M	2.62%	6
2016 Q3	$170M	Sell	5,404,953 -37,075	-0.7%	-$1.06M	2.76%	6
2016 Q2	$150M	Buy	5,442,028 +1,044,365	+24%	+$25.3M	2.58%	8
2016 Q1	$92.2M	Sell	4,397,663 -501,129	-10%	-$10.5M	1.74%	14
2015 Q4	$113M	Buy	4,898,792 +498,397	+11%	+$13.4M	1.72%	14
2015 Q3	$134M	Buy	4,400,395 +21,875	+0.5%	+$800K	1.9%	9
2015 Q2	$191M	Buy	4,378,520 +96,348	+2%	+$4.62M	2.17%	7
2015 Q1	$209M	Buy	4,282,172 +11,013	+0.3%	+$547K	2.28%	8
2014 Q4	$219M	Sell	4,271,159 -11,354	-0.3%	-$603K	2.28%	7
2014 Q3	$252M	Sell	4,282,513 -21,475	-0.5%	-$1.26M	2.44%	5
2014 Q2	$258M	Sell	4,303,988 -39,390	-0.9%	-$2.24M	2.4%	5
2014 Q1	$239M	Sell	4,343,378 -230,076	-5%	-$12.1M	2.47%	5
2013 Q4	$237M	Sell	4,573,454 -1,137,201	-20%	-$58.1M	2.44%	4
2013 Q3	$301M	Buy	5,710,655 +180,121	+3%	+$9.62M	3.24%	4
2013 Q2	$309M	Buy	+5,530,534	New	+$313M	3.49%	2

Other funds holding PAA

TCA

Tortoise Capital Advisors Overland Park, Kansas $9.84B AUM 26.47% 1-Year Est. Return

HFA

Harvest Fund Advisors Wayne, Pennsylvania $4.87B AUM 49.03% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

BPSG

Brookfield Public Securities Group New York $6.17B AUM

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

KACA

Kayne Anderson Capital Advisors Los Angeles, California $5.1B AUM 17.16% 1-Year Est. Return

Advisory Research's PAA Position: Q3 2019 in Review

Advisory Research sold out of Plains All American Pipeline (PAA) in Q3 2019, closing a stake of 5,362,603 shares — an estimated $131M sold.

Advisory Research first reported a position in PAA in Q2 2013 and held it in 25 quarters. The position peaked at $309M in Q2 2013. 375 funds tracked by Wall St. Rank hold PAA as of Q3 2019.

Advisory Research reported no remaining Plains All American Pipeline position as of Q3 2019 after selling out during the quarter.
Advisory Research sold 5,362,603 Plains All American Pipeline shares in Q3 2019, an estimated $131M.
Advisory Research first reported a position in Plains All American Pipeline in Q2 2013 and held it in 25 quarters.
Advisory Research's Plains All American Pipeline position peaked at $309M in Q2 2013.
375 funds tracked by Wall St. Rank held Plains All American Pipeline as of Q3 2019.

Based on Advisory Research's 13F filing for Q3 2019, filed 12 Nov 2019.