Advisory Research’s Opus Bank Common Stock OPB Stock Holding History

Advisory Research’s Portfolio OPB Stock Details OPB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-13,680	Closed	-$484K	–	383
2016 Q3	$484K	Sell	13,680 -16,190	-54%	-$554K	0.01%	209
2016 Q2	$1.01M	Sell	29,870 -920	-3%	-$32.6K	0.02%	176
2016 Q1	$1.05M	Sell	30,790 -1,630	-5%	-$53.7K	0.02%	175
2015 Q4	$1.2M	Sell	32,420 -5,140	-14%	-$193K	0.02%	189
2015 Q3	$1.44M	Sell	37,560 -4,860	-11%	-$182K	0.02%	192
2015 Q2	$1.53M	Sell	42,420 -1,400	-3%	-$45.2K	0.02%	202
2015 Q1	$1.35M	Sell	43,820 -2,530	-5%	-$71.6K	0.01%	214
2014 Q4	$1.31M	Buy	46,350 +1,730	+4%	+$48.4K	0.01%	227
2014 Q3	$1.37M	Buy	+44,620	New	+$1.36M	0.01%	233

Other funds holding OPB

FIG

Fortress Investment Group New York $394M AUM 22.99% 1-Year Est. Return

Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return

SCGM

Starwood Capital Group Management Miami Beach, Florida $188M AUM 17.68% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

EMFAT

Emerald Mutual Fund Advisers Trust Leola, Pennsylvania $2.06B AUM 106.87% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Advisory Research's OPB Position: Q4 2016 in Review

Advisory Research sold out of Opus Bank Common Stock (OPB) in Q4 2016, closing a stake of 13,680 shares — an estimated $484K sold.

Advisory Research first reported a position in OPB in Q3 2014 and held it in 9 quarters. The position peaked at $1.53M in Q2 2015. 132 funds tracked by Wall St. Rank hold OPB as of Q4 2016.

Advisory Research reported no remaining Opus Bank Common Stock position as of Q4 2016 after selling out during the quarter.
Advisory Research sold 13,680 Opus Bank Common Stock shares in Q4 2016, an estimated $484K.
Advisory Research first reported a position in Opus Bank Common Stock in Q3 2014 and held it in 9 quarters.
Advisory Research's Opus Bank Common Stock position peaked at $1.53M in Q2 2015.
132 funds tracked by Wall St. Rank held Opus Bank Common Stock as of Q4 2016.

Based on Advisory Research's 13F filing for Q4 2016, filed 13 Feb 2017.