Advisory Research’s NewtekOne NEWT Stock Holding History

Advisory Research’s Portfolio NEWT Stock Details NEWT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-25,643	Closed	-$581K	–	332
2019 Q4	$581K	Sell	25,643 -3,422	-12%	-$77.2K	0.03%	230
2019 Q3	$656K	Sell	29,065 -5,040	-15%	-$112K	0.03%	228
2019 Q2	$784K	Sell	34,105 -11,164	-25%	-$244K	0.02%	271
2019 Q1	$889K	Sell	45,269 -115	-0.3%	-$2.23K	0.02%	253
2018 Q4	$791K	Sell	45,384 -7,259	-14%	-$140K	0.02%	256
2018 Q3	$1.1M	Sell	52,643 -11,056	-17%	-$242K	0.02%	252
2018 Q2	$1.27M	Buy	63,699 +10,856	+21%	+$206K	0.02%	251
2018 Q1	$955K	Buy	+52,843	New	+$936K	0.02%	268

Other funds holding NEWT

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisory Research's NEWT Position: Q1 2020 in Review

Advisory Research sold out of NewtekOne (NEWT) in Q1 2020, closing a stake of 25,643 shares — an estimated $581K sold.

Advisory Research first reported a position in NEWT in Q1 2018 and held it in 8 quarters. The position peaked at $1.27M in Q2 2018. 69 funds tracked by Wall St. Rank hold NEWT as of Q1 2020.

Advisory Research reported no remaining NewtekOne position as of Q1 2020 after selling out during the quarter.
Advisory Research sold 25,643 NewtekOne shares in Q1 2020, an estimated $581K.
Advisory Research first reported a position in NewtekOne in Q1 2018 and held it in 8 quarters.
Advisory Research's NewtekOne position peaked at $1.27M in Q2 2018.
69 funds tracked by Wall St. Rank held NewtekOne as of Q1 2020.

Based on Advisory Research's 13F filing for Q1 2020, filed 12 May 2020.