Advisory Research’s NUVEEN QUALITY PFD INCOME FD JTP Stock Holding History

Advisory Research’s Portfolio JTP Stock Details JTP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-12,800	Closed	-$97K	–	342
2013 Q3	$97K	Hold	12,800	–	–	﹤0.01%	300
2013 Q2	$106K	Buy	+12,800	New	+$113K	﹤0.01%	295

Other funds holding JTP

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NCM

Newgate Capital Management Greenwich, Connecticut $121M AUM 3.73% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $287B AUM 42.33% 1-Year Est. Return

Advisory Research's JTP Position: Q4 2013 in Review

Advisory Research sold out of NUVEEN QUALITY PFD INCOME FD (JTP) in Q4 2013, closing a stake of 12,800 shares — an estimated $97K sold.

Advisory Research first reported a position in JTP in Q2 2013 and held it in 2 quarters. The position peaked at $106K in Q2 2013. 73 funds tracked by Wall St. Rank hold JTP as of Q4 2013.

Advisory Research reported no remaining NUVEEN QUALITY PFD INCOME FD position as of Q4 2013 after selling out during the quarter.
Advisory Research sold 12,800 NUVEEN QUALITY PFD INCOME FD shares in Q4 2013, an estimated $97K.
Advisory Research first reported a position in NUVEEN QUALITY PFD INCOME FD in Q2 2013 and held it in 2 quarters.
Advisory Research's NUVEEN QUALITY PFD INCOME FD position peaked at $106K in Q2 2013.
73 funds tracked by Wall St. Rank held NUVEEN QUALITY PFD INCOME FD as of Q4 2013.

Based on Advisory Research's 13F filing for Q4 2013, filed 14 Feb 2014.