Advisory Research’s Hope Bancorp HOPE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-37,160	Closed	-$511K	–	321
2013 Q3	$511K	Sell	37,160 -51,296	-58%	-$705K	0.01%	268
2013 Q2	$1.26M	Buy	+88,456	New	+$1.26M	0.01%	229