Advisory Research’s E*Trade Financial Corporation ETFC Stock Holding History

Advisory Research’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-4,456	Closed	-$207K	–	392
2019 Q1	$207K	Sell	4,456 -4,864	-52%	-$232K	﹤0.01%	336
2018 Q4	$409K	Sell	9,320 -1,559	-14%	-$76.4K	0.01%	315
2018 Q3	$570K	Sell	10,879 -9,704	-47%	-$569K	0.01%	296
2018 Q2	$1.26M	Sell	20,583 -2,812	-12%	-$174K	0.02%	252
2018 Q1	$1.3M	Buy	23,395 +6,424	+38%	+$342K	0.02%	248
2017 Q4	$841K	Sell	16,971 -30,958	-65%	-$1.42M	0.01%	286
2017 Q3	$2.09M	Sell	47,929 -884	-2%	-$35.9K	0.03%	213
2017 Q2	$1.86M	Buy	48,813 +533	+1%	+$18.8K	0.03%	234
2017 Q1	$1.68M	Sell	48,280 -14,494	-23%	-$520K	0.02%	270
2016 Q4	$2.17M	Buy	+62,774	New	+$2M	0.03%	206
2014 Q2	–	Sell	-3,096	Closed	-$71K	–	710
2014 Q1	$71K	Buy	+3,096	New	+$67.8K	﹤0.01%	474

Other funds holding ETFC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Nuveen Charlotte, North Carolina $369B AUM 31.66% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Advisory Research's ETFC Position: Q2 2019 in Review

Advisory Research sold out of E*Trade Financial Corporation (ETFC) in Q2 2019, closing a stake of 4,456 shares — an estimated $207K sold.

Advisory Research first reported a position in ETFC in Q1 2014 and held it in 11 quarters. The position peaked at $2.17M in Q4 2016. 514 funds tracked by Wall St. Rank hold ETFC as of Q2 2019.

Advisory Research reported no remaining E*Trade Financial Corporation position as of Q2 2019 after selling out during the quarter.
Advisory Research sold 4,456 E*Trade Financial Corporation shares in Q2 2019, an estimated $207K.
Advisory Research first reported a position in E*Trade Financial Corporation in Q1 2014 and held it in 11 quarters.
Advisory Research's E*Trade Financial Corporation position peaked at $2.17M in Q4 2016.
514 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q2 2019.

Based on Advisory Research's 13F filing for Q2 2019, filed 14 Aug 2019.