Advisory Research’s Earthstone Energy Inc. Class A Common Stock ESTE Stock Holding History

Advisory Research’s Portfolio ESTE Stock Details ESTE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-33,970	Closed	-$467K	–	437
2016 Q4	$467K	Sell	33,970 -200,000	-85%	-$2.36M	0.01%	319
2016 Q3	$2.01M	Buy	233,970 +33,970	+17%	+$337K	0.03%	148
2016 Q2	$2.16M	Buy	+200,000	New	+$2.47M	0.04%	146

Other funds holding ESTE

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Point72 Asset Management Stamford, Connecticut $78.1B AUM 55.25% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Precocity Capital Stamford, Connecticut $352M AUM 21.79% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

DCM

Driehaus Capital Management Chicago, Illinois $13.6B AUM 173.98% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Advisory Research's ESTE Position: Q1 2017 in Review

Advisory Research sold out of Earthstone Energy Inc. Class A Common Stock (ESTE) in Q1 2017, closing a stake of 33,970 shares — an estimated $467K sold.

Advisory Research first reported a position in ESTE in Q2 2016 and held it in 3 quarters. The position peaked at $2.16M in Q2 2016. 55 funds tracked by Wall St. Rank hold ESTE as of Q1 2017.

Advisory Research reported no remaining Earthstone Energy Inc. Class A Common Stock position as of Q1 2017 after selling out during the quarter.
Advisory Research sold 33,970 Earthstone Energy Inc. Class A Common Stock shares in Q1 2017, an estimated $467K.
Advisory Research first reported a position in Earthstone Energy Inc. Class A Common Stock in Q2 2016 and held it in 3 quarters.
Advisory Research's Earthstone Energy Inc. Class A Common Stock position peaked at $2.16M in Q2 2016.
55 funds tracked by Wall St. Rank held Earthstone Energy Inc. Class A Common Stock as of Q1 2017.

Based on Advisory Research's 13F filing for Q1 2017, filed 15 May 2017.