Advisory Research’s DeFi Capital Markets, Inc. DCM Stock Holding History

Advisory Research’s Portfolio DCM Stock Details DCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-3	Closed	–	–	660
2014 Q1	$0	Buy	+3	New	+$14	﹤0.01%	795

Other funds holding DCM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

WIM

Wilen Investment Management Bonita Springs, Florida $98.1M AUM 2.08% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $92.6M AUM 41.64% 1-Year Est. Return

Advisory Research's DCM Position: Q2 2014 in Review

Advisory Research sold out of DeFi Capital Markets, Inc. (DCM) in Q2 2014, closing a stake of 3 shares.

Advisory Research first reported a position in DCM in Q1 2014 and held it in 1 quarter. The position peaked at $0 in Q1 2014. 8 funds tracked by Wall St. Rank hold DCM as of Q2 2014.

Advisory Research reported no remaining DeFi Capital Markets, Inc. position as of Q2 2014 after selling out during the quarter.
Advisory Research sold 3 DeFi Capital Markets, Inc. shares in Q2 2014.
Advisory Research first reported a position in DeFi Capital Markets, Inc. in Q1 2014 and held it in 1 quarter.
Advisory Research's DeFi Capital Markets, Inc. position peaked at $0 in Q1 2014.
8 funds tracked by Wall St. Rank held DeFi Capital Markets, Inc. as of Q2 2014.

Based on Advisory Research's 13F filing for Q2 2014, filed 14 Aug 2014.