Advisory Research’s BlackRock Capital Investment Corporation BKCC Stock Holding History

Advisory Research’s Portfolio BKCC Stock Details BKCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-63,447	Closed	-$525K	–	381
2016 Q3	$525K	Sell	63,447 -5,218	-8%	-$43.8K	0.01%	203
2016 Q2	$534K	Sell	68,665 -78,756	-53%	-$650K	0.01%	206
2016 Q1	$1.39M	Buy	147,421 +4,724	+3%	+$42.2K	0.03%	159
2015 Q4	$1.34M	Buy	142,697 +59,347	+71%	+$561K	0.02%	176
2015 Q3	$738K	Buy	83,350 +23,540	+39%	+$217K	0.01%	228
2015 Q2	$547K	Buy	+59,810	New	+$558K	0.01%	280
2014 Q3	–	Sell	-143,003	Closed	-$1.3M	–	338
2014 Q2	$1.3M	Buy	143,003 +22,870	+19%	+$203K	0.01%	234
2014 Q1	$1.1M	Sell	120,133 -59,843	-33%	-$561K	0.01%	236
2013 Q4	$1.68M	Buy	+179,976	New	+$1.71M	0.02%	210

Other funds holding BKCC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

Advisory Research's BKCC Position: Q4 2016 in Review

Advisory Research sold out of BlackRock Capital Investment Corporation (BKCC) in Q4 2016, closing a stake of 63,447 shares — an estimated $525K sold.

Advisory Research first reported a position in BKCC in Q4 2013 and held it in 9 quarters. The position peaked at $1.68M in Q4 2013. 122 funds tracked by Wall St. Rank hold BKCC as of Q4 2016.

Advisory Research reported no remaining BlackRock Capital Investment Corporation position as of Q4 2016 after selling out during the quarter.
Advisory Research sold 63,447 BlackRock Capital Investment Corporation shares in Q4 2016, an estimated $525K.
Advisory Research first reported a position in BlackRock Capital Investment Corporation in Q4 2013 and held it in 9 quarters.
Advisory Research's BlackRock Capital Investment Corporation position peaked at $1.68M in Q4 2013.
122 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q4 2016.

Based on Advisory Research's 13F filing for Q4 2016, filed 13 Feb 2017.