Advisory Research’s AU Optronics Corp AUO Stock Holding History

Advisory Research’s Portfolio AUO Stock Details AUO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-200,228	Closed	-$507K	–	369
2019 Q3	$507K	Hold	200,228	–	–	0.02%	248
2019 Q2	$593K	Hold	200,228	–	–	0.01%	292
2019 Q1	$729K	Hold	200,228	–	–	0.01%	262
2018 Q4	$789K	Sell	200,228 -7,141	-3%	-$28.4K	0.02%	257
2018 Q3	$873K	Sell	207,369 -189,028	-48%	-$804K	0.01%	266
2018 Q2	$1.68M	Sell	396,397 -228,527	-37%	-$983K	0.03%	225
2018 Q1	$2.86M	Buy	+624,924	New	+$2.87M	0.05%	182
2017 Q4	–	Sell	-362,000	Closed	-$1.46M	–	466
2017 Q3	$1.46M	Buy	362,000 +126,775	+54%	+$512K	0.02%	250
2017 Q2	$1.07M	Buy	+235,225	New	+$944K	0.02%	312

Other funds holding AUO

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Renaissance Group Covington, Kentucky $2.39B AUM 27.81% 1-Year Est. Return

QCG

Quadrant Capital Group Cincinnati, Ohio $3.34B AUM 29.16% 1-Year Est. Return

Diversified Trust Memphis, Tennessee $6.24B AUM 28.78% 1-Year Est. Return

Vestcor Inc Fredericton, New Brunswick, Canada $3.63B AUM 21.49% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

Advisory Research's AUO Position: Q4 2019 in Review

Advisory Research sold out of AU Optronics Corp (AUO) in Q4 2019, closing a stake of 200,228 shares — an estimated $507K sold.

Advisory Research first reported a position in AUO in Q2 2017 and held it in 9 quarters. The position peaked at $2.86M in Q1 2018. 18 funds tracked by Wall St. Rank hold AUO as of Q4 2019.

Advisory Research reported no remaining AU Optronics Corp position as of Q4 2019 after selling out during the quarter.
Advisory Research sold 200,228 AU Optronics Corp shares in Q4 2019, an estimated $507K.
Advisory Research first reported a position in AU Optronics Corp in Q2 2017 and held it in 9 quarters.
Advisory Research's AU Optronics Corp position peaked at $2.86M in Q1 2018.
18 funds tracked by Wall St. Rank held AU Optronics Corp as of Q4 2019.

Based on Advisory Research's 13F filing for Q4 2019, filed 11 Feb 2020.