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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
NRG Energy
NRG
$28.3B
| $9.76M | 0.16% |
870,487
-28,106
| -3% | -$366K |
|
177
Crane NXT
CXT
$2.99B
| $9.71M | 0.16% |
443,501
-7,359
| -2% | -$159K |
|
178
PennantPark Floating Rate Capital
PFLT
$689M
| $9.68M | 0.16% |
731,265
+28,184
| +4% | +$363K |
|
|
ACH
179
Accendra Health
ACH
$237M
| $9.67M | 0.16% |
278,541
-49,218
| -15% | -$1.72M |
|
180
BlackRock Enhanced Captial and Income Fund
CII
$988M
| $9.66M | 0.16% |
701,071
-165,352
| -19% | -$2.28M |
|
181
WhiteHorse Finance
WHF
$137M
| $9.65M | 0.16% |
883,364
-25,310
| -3% | -$290K |
|
|
PNNT
182
Pennant Park Investment Corp
PNNT
$215M
| $9.65M | 0.16% |
1,283,632
-303,107
| -19% | -$2.28M |
|
183
Thermo Fisher Scientific
TMO
$213B
| $9.64M | 0.16% |
60,595
-1,336
| -2% | -$206K |
|
|
MIE
184
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
| $9.62M | 0.16% |
895,295
+12,710
| +1% | +$134K |
|
185
Targa Resources
TRGP
$58B
| $9.62M | 0.16% |
195,910
-19,652
| -9% | -$853K |
|
186
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
| $9.59M | 0.16% |
1,105,161
-146,177
| -12% | -$1.29M |
|
187
BP
BP
$116B
| $9.55M | 0.16% |
322,824
+34,272
| +12% | +$994K |
|
|
MRSH
188
Marsh
MRSH
$90.5B
| $9.53M | 0.16% |
141,719
+11,445
| +9% | +$767K |
|
189
KLA
KLAC
$239B
| $9.53M | 0.16% |
1,366,640
-1,054,250
| -44% | -$7.59M |
|
190
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $9.49M | 0.16% |
440,775
-2,872
| -0.6% | -$61.4K |
|
|
GLO
191
Clough Global Opportunities Fund
GLO
$250M
| $9.4M | 0.15% |
972,209
-39,120
| -4% | -$378K |
|
|
TYG
192
Tortoise Energy Infrastructure Corp
TYG
$1.09B
| $9.39M | 0.15% |
76,333
+11,877
| +18% | +$1.47M |
|
193
Diageo
DEO
$49B
| $9.38M | 0.15% |
80,829
-7,399
| -8% | -$846K |
|
|
AGD
194
abrdn Global Dynamic Dividend Fund
AGD
$318M
| $9.36M | 0.15% |
1,076,097
-31,916
| -3% | -$279K |
|
195
Equity Lifestyle Properties
ELS
$12.6B
| $9.33M | 0.15% |
241,728
-60,406
| -20% | -$2.4M |
|
196
Novartis
NVS
$297B
| $9.31M | 0.15% |
131,582
-18,817
| -13% | -$1.37M |
|
|
GARS
197
DELISTED
Garrison Capital Inc.
GARS
| $9.3M | 0.15% |
918,529
-250,113
| -21% | -$2.61M |
|
|
KND
198
DELISTED
Kindred Healthcare
KND
| $9.3M | 0.15% |
909,633
+151,114
| +20% | +$1.68M |
|
|
SMM
199
DELISTED
Salient Midstream & MLP Fund
SMM
| $9.29M | 0.15% |
732,675
+3,203
| +0.4% | +$37.9K |
|
200
Yum! Brands
YUM
$41.8B
| $9.29M | 0.15% |
142,238
-36,627
| -20% | -$2.34M |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.