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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDLP
1876
DELISTED
SEADRILL PARTNERS LLC
SDLP
– –
-6,105
Closed -$328K
SVU
1877
DELISTED
SUPERVALU Inc.
SVU
– –
-986
Closed -$33K
FEIC
1878
DELISTED
FEI COMPANY
FEIC
– –
-2,048
Closed -$219K
FCS
1879
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-3,000
Closed -$60K
STR
1880
DELISTED
QUESTAR CORP
STR
– –
-124,072
Closed -$3.15M
ASEI
1881
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-6,714
Closed -$251K
NPM
1882
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-30,115
Closed -$466K
NPI
1883
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-366,625
Closed -$5.66M
NPP
1884
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
– –
-104,622
Closed -$1.73M
EMC
1885
DELISTED
EMC CORPORATION
EMC
– –
-46,097
Closed -$1.25M
GDF
1886
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
– –
-27,543
Closed -$236K
DWA
1887
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-1,900
Closed -$78K
FMER
1888
DELISTED
FIRSTMERIT CORP
FMER
– –
-36,535
Closed -$741K
FNFG
1889
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-9,292
Closed -$91K
IHS
1890
DELISTED
IHS INC CL-A COM STK
IHS
– –
-777
Closed -$90K
TAL
1891
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
– –
-242,362
Closed -$3.25M
HTS
1892
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-529,199
Closed -$8.68M
RSE
1893
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
– –
-47,091
Closed -$859K
TE
1894
DELISTED
TECO ENERGY INC
TE
– –
-465,576
Closed -$12.9M
CPGX
1895
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
– –
-1,800
Closed -$46K
TYC
1896
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-1,910
Closed -$85K
MFT
1897
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-96,214
Closed -$1.5M
HOT
1898
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
– –
-800
Closed -$59K
NSU
1899
DELISTED
Nevsun Resources Ltd.
NSU
– –
-54,118
Closed -$159K
MTGE
1900
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-9,750
Closed -$154K
73 74 75
76
77

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EMPI
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JWBC
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.