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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWPX icon
1851
NWPX Infrastructure Inc
NWPX
$1.19B
– –
-2,225
Closed -$24K
OLP
1852
One Liberty Properties
OLP
$530M
– –
-12,278
Closed -$293K
OUT icon
1853
Outfront Media
OUT
$5.61B
– –
-3,599
Closed -$86K
PBR icon
1854
Petrobras
PBR
$125B
– –
-227,078
Closed -$1.63M
SIM icon
1855
Grupo SIMEC
SIM
$4.4B
– –
-15,795
Closed -$115K
SITC icon
1856
SITE Centers
SITC
$225M
– –
-8,616
Closed -$201K
STN icon
1857
Stantec
STN
$8.04B
– –
-3,201
Closed -$78K
TDW icon
1858
Tidewater
TDW
$3.73B
– –
-541
Closed -$77K
TIMB icon
1859
TIM SA
TIMB
$9.16B
– –
-4,647
Closed -$49K
TTMI icon
1860
TTM Technologies
TTMI
$12B
– –
-10,479
Closed -$79K
UTG icon
1861
Reaves Utility Income Fund
UTG
$3.54B
– –
-10,674
Closed -$347K
WCN
1862
Waste Connections
WCN
$42.2B
– –
-4,875
Closed -$234K
WTS icon
1863
Watts Water Technologies
WTS
$11.5B
– –
-2,984
Closed -$174K
Z icon
1864
Zillow
Z
$7.79B
– –
-1,272
Closed -$46K
ZG icon
1865
Zillow
ZG
$7.94B
– –
-635
Closed -$23K
BCPC
1866
Balchem Corp
BCPC
$5.38B
– –
-1,955
Closed -$117K
ROIC
1867
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-23,143
Closed -$502K
LL
1868
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-6,693
Closed -$103K
CBD
1869
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-2,617
Closed -$38K
MFL
1870
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
– –
-92,945
Closed -$1.5M
TCP
1871
DELISTED
TC Pipelines LP
TCP
– –
-25,657
Closed -$1.47M
CPL
1872
DELISTED
CPFL Energia S.A.
CPL
– –
-50,076
Closed -$644K
LOR
1873
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-21,287
Closed -$192K
TYPE
1874
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-5,110
Closed -$126K
CHSP
1875
DELISTED
Chesapeake Lodging Trust
CHSP
– –
-42,950
Closed -$999K
73 74
75
76 77

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GFM
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EAM
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HPG
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BP
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EMPI
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JWBC
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.