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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FEN
151
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $10.9M | 0.18% |
401,047
-16,691
| -4% | -$428K |
|
152
Greif
GEF
$4.92B
| $10.8M | 0.18% |
217,733
-156,225
| -42% | -$6.69M |
|
153
Edwards Lifesciences
EW
$49.6B
| $10.7M | 0.18% |
267,093
-33,075
| -11% | -$1.25M |
|
154
TriplePoint Venture Growth BDC
TPVG
$184M
| $10.7M | 0.18% |
1,008,379
+100,149
| +11% | +$1.12M |
|
155
Illinois Tool Works
ITW
$82.6B
| $10.7M | 0.18% |
89,061
-24,134
| -21% | -$2.8M |
|
156
Bath & Body Works
BBWI
$4.06B
| $10.6M | 0.17% |
186,083
+23,259
| +14% | +$1.37M |
|
157
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
| $10.6M | 0.17% |
658,206
-7,074
| -1% | -$115K |
|
158
Nuveen Municipal Credit Income Fund
NZF
$2.4B
| $10.6M | 0.17% |
670,963
-2,939
| -0.4% | -$46.7K |
|
|
GES
159
DELISTED
Guess Inc
GES
| $10.4M | 0.17% |
715,028
+74,053
| +12% | +$1.12M |
|
160
Nuveen Real Estate Income Fund
JRS
$249M
| $10.4M | 0.17% |
876,758
+53,480
| +6% | +$642K |
|
|
LRFC
161
DELISTED
Logan Ridge Finance Corp
LRFC
| $10.4M | 0.17% |
131,671
-261
| -0.2% | -$22.9K |
|
162
LyondellBasell Industries
LYB
$20B
| $10.3M | 0.17% |
127,805
+10,712
| +9% | +$828K |
|
163
Welltower
WELL
$169B
| $10.2M | 0.17% |
136,016
-12,372
| -8% | -$947K |
|
|
DCA
164
DELISTED
Virtus Total Return Fund
DCA
| $10.2M | 0.17% |
2,142,006
-718,526
| -25% | -$3.31M |
|
|
EVV
165
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $10.1M | 0.17% |
738,642
-338,609
| -31% | -$4.62M |
|
166
Amgen
AMGN
$208B
| $10.1M | 0.17% |
60,413
-7,285
| -11% | -$1.23M |
|
167
Kinder Morgan
KMI
$71.7B
| $10M | 0.16% |
432,396
-332,169
| -43% | -$7.04M |
|
168
PACCAR
PCAR
$69.8B
| $9.99M | 0.16% |
255,006
+45,678
| +22% | +$1.74M |
|
|
AFT
169
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $9.98M | 0.16% |
588,992
+110,659
| +23% | +$1.81M |
|
170
FirstEnergy
FE
$28B
| $9.98M | 0.16% |
301,656
+157,803
| +110% | +$5.36M |
|
171
Nike
NKE
$61.9B
| $9.94M | 0.16% |
188,871
-9,511
| -5% | -$537K |
|
|
AGN
172
DELISTED
Allergan plc
AGN
| $9.93M | 0.16% |
43,110
-9,274
| -18% | -$2.27M |
|
173
Royce Value Trust
RVT
$2.21B
| $9.88M | 0.16% |
780,194
+270,194
| +53% | +$3.39M |
|
|
174
Annaly Capital Management
NLY
$17.1B
| $9.84M | 0.16% |
234,156
+155,574
| +198% | +$6.74M |
|
175
Fastenal
FAST
$54.7B
| $9.82M | 0.16% |
940,676
+146,404
| +18% | +$1.56M |
|
Similar funds
CM
RCG
GFM
EAM
HPG
BP
EMPI
JWBC
Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.