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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$7.25B
AUM Growth
+$37.6M
Cap. Flow
+$317M
Cap. Flow %
4.37%
Top 10 Hldgs %
9.11%
Holding
1,868
New
93
Increased
774
Reduced
818
Closed
95

Top Buys

Rank Stock Value
1
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$10.4M
2
CLF icon
Cleveland-Cliffs
CLF
+$10.2M
3
DRI icon
Darden Restaurants
DRI
+$9.85M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$9.82M
5
MATV icon
Mativ Holdings
MATV
+$9.82M

Top Sells

Rank Stock Value
1
PBI icon
Pitney Bowes
PBI
+$13.6M
2
ISIL
Intersil Corp
ISIL
+$11.4M
3
DD icon
DuPont de Nemours
DD
+$11.4M
4
LMT icon
Lockheed Martin
LMT
+$11.3M
5
LXK
Lexmark Intl Inc
LXK
+$10.2M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Healthcare 8.24%
3 Financials 7.23%
4 Industrials 6.78%
5 Technology 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
151
United Parcel Service
UPS
$89.5B
$14.1M 0.19%
143,397
+3,895
+3% +$387K
EMR icon
152
Emerson Electric
EMR
$83.3B
$13.9M 0.19%
222,185
+11,796
+6% +$766K
FEI
153
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$13.8M 0.19%
645,375
+228,858
+55% +$4.89M
GDV icon
154
Gabelli Dividend & Income Trust
GDV
$2.6B
$13.7M 0.19%
642,232
+110,171
+21% +$2.39M
SLRC icon
155
SLR Investment Corp
SLRC
$696M
$13.6M 0.19%
725,659
-49,945
-6% -$1.01M
LGCY
156
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$13.4M 0.18%
450,597
-26,658
-6% -$808K
WELL icon
157
Welltower
WELL
$170B
$13.3M 0.18%
213,812
-8,212
-4% -$530K
TTE icon
158
TotalEnergies
TTE
$193B
$13.2M 0.18%
205,430
-37,187
-15% -$2.46M
BMY icon
159
Bristol-Myers Squibb
BMY
$132B
$13.1M 0.18%
256,858
+49,229
+24% +$2.46M
WPZ
160
DELISTED
Williams Partners L.P.
WPZ
$13M 0.18%
216,266
+26,212
+14% +$1.55M
NVS icon
161
Novartis
NVS
$301B
$12.9M 0.18%
153,539
-3,048
-2% -$247K
LCII icon
162
LCI Industries
LCII
$2.5B
$12.9M 0.18%
306,757
+127,801
+71% +$5.79M
BKCC
163
DELISTED
BlackRock Capital Investment Corporation
BKCC
$12.6M 0.17%
1,479,330
+205,641
+16% +$1.86M
MCN
164
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$12.4M 0.17%
1,481,942
+216,685
+17% +$1.89M
GSK icon
165
GSK
GSK
$104B
$12.4M 0.17%
216,258
+10,342
+5% +$634K
LCM
166
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$12.2M 0.17%
1,286,284
-66,581
-5% -$673K
DLR icon
167
Digital Realty Trust
DLR
$71.5B
$12.2M 0.17%
195,186
-7,277
-4% -$462K
CTR
168
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$12M 0.17%
104,424
-10,432
-9% -$1.22M
LOR
169
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$12M 0.17%
836,366
+72,323
+9% +$1.13M
CHW
170
Calamos Global Dynamic Income Fund
CHW
$523M
$11.9M 0.16%
1,287,984
-88,327
-6% -$846K
BBEP
171
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$11.9M 0.16%
585,744
+62,385
+12% +$1.37M
CEM
172
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$11.9M 0.16%
85,177
-29,422
-26% -$4.25M
IVH
173
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$11.8M 0.16%
683,043
+171,141
+33% +$3.05M
CBA
174
DELISTED
ClearBridge American Energy MLP
CBA
$11.5M 0.16%
631,679
+359,687
+132% +$6.65M
FTF
175
Franklin Limited Duration Income Trust
FTF
$232M
$11.4M 0.16%
923,787
+14,558
+2% +$186K
5 6
7
8 9

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Advisors Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advisors Asset Management held 1,868 positions worth $7.25B, up 0.52% from $7.21B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.

Advisors Asset Management deployed $317M of net new capital in Q3 2014, opening 93 new positions and adding to 774 existing holdings. Its largest new stake was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, down from 9.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Pitney Bowes, an estimated $13.6M trimmed.

  • Advisors Asset Management's largest Q3 2014 buy was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.
  • Advisors Asset Management added most to Allspring Global Dividend Opportunity Fund in Q3 2014, an estimated $10.4M increase.
  • Advisors Asset Management's biggest Q3 2014 reduction was Pitney Bowes, cutting an estimated $13.6M.
  • Advisors Asset Management fully exited Drive Shack Inc. in Q3 2014, selling an estimated $6.55M.
  • Advisors Asset Management's ten largest holdings make up 9.1% of its $7.25B portfolio in Q3 2014.
  • Advisors Asset Management opened 93 new positions and closed 95 in Q3 2014.
  • Advisors Asset Management's portfolio value rose 0.52% quarter-over-quarter to $7.25B.

Based on Advisors Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.