AAM

Advisors Asset Management Portfolio holdings

AUM $5.59B
1-Year Return 19.2%
This Quarter Return
+3.15%
1 Year Return
+19.2%
3 Year Return
+63.25%
5 Year Return
+116.36%
10 Year Return
+228.02%
AUM
$5.54B
AUM Growth
-$75.2M
Cap. Flow
-$188M
Cap. Flow %
-3.39%
Top 10 Hldgs %
14.57%
Holding
1,871
New
55
Increased
633
Reduced
824
Closed
321

Top Buys

1
DOW icon
Dow Inc
DOW
$5.99M
2
CVS icon
CVS Health
CVS
$4.13M
3
MSFT icon
Microsoft
MSFT
$4.12M
4
AROC icon
Archrock
AROC
$4.01M
5
CWEN.A icon
Clearway Energy Class A
CWEN.A
$3.91M

Top Sells

1
MRK icon
Merck
MRK
$10.7M
2
AES icon
AES
AES
$5.83M
3
PFE icon
Pfizer
PFE
$5.66M
4
AMZN icon
Amazon
AMZN
$5.25M
5
DUK icon
Duke Energy
DUK
$5.12M

Sector Composition

1 Technology 12.99%
2 Financials 11.34%
3 Healthcare 9.71%
4 Consumer Discretionary 8.65%
5 Communication Services 8.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GS.PRK
1701
DELISTED
GOLDMAN SACHS GROUP, INC. THE 6.375%
GS.PRK
– –
-29,530
Closed -$803K
TAST
1702
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-3,732
Closed -$37K
VIA
1703
DELISTED
Via Renewables, Inc. Class A Common Stock
VIA
– –
-1,488
Closed -$1.33M
STT.PRD
1704
DELISTED
State Street Corporation Depository Shares, each representing a 1/4000th ownership interest in a share of Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D
STT.PRD
– –
-113,373
Closed -$2.98M
SRC.PRA
1705
DELISTED
Spirit Realty Capital, Inc. 6.000 Percent Series A Cumulative Redeemable Preferred Stock
SRC.PRA
– –
-2,206
Closed -$53K
WFC.PRQ
1706
DELISTED
Wells Fargo & Co.
WFC.PRQ
– –
-22,711
Closed -$592K
ENBA
1707
DELISTED
Enbridge Inc. 6.375% Fixed-to-Floating Rate Subordinated Notes Series 2018-B due 2078
ENBA
– –
-66,901
Closed -$1.74M
ALL.PRG
1708
DELISTED
The Allstate Corporation Depositary Shares each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series G
ALL.PRG
– –
-7,840
Closed -$200K
PSB.PRY
1709
DELISTED
PS Business Parks, Inc. 5.20% Cumulative Preferred Stock, Series Y
PSB.PRY
– –
-1,496
Closed -$36K
HMLP.PRA
1710
DELISTED
Hoegh LNG Partners LP 8.75 Percent Series A Cumulative Redeemable Preferred Units, , representing limited partner interests
HMLP.PRA
– –
-3,750
Closed -$97K
CLVS
1711
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-3,315
Closed -$82K
CVET
1712
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-829
Closed -$26K
NTUS
1713
DELISTED
Natus Medical Inc
NTUS
– –
-1,742
Closed -$44K
NP
1714
DELISTED
Neenah, Inc. Common Stock
NP
– –
-47
Closed -$3K
HGH
1715
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
– –
-50,760
Closed -$1.44M
MNR.PRC
1716
DELISTED
Monmouth Real Estate Investment Corporation 6.125% Series C Cumulative Redeemable Preferred Stock
MNR.PRC
– –
-2,101
Closed -$50K
DTY
1717
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
– –
-58,272
Closed -$1.59M
COF.PRH
1718
DELISTED
Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of
COF.PRH
– –
-28,650
Closed -$739K
NNN.PRF
1719
DELISTED
National Retail Properties, Inc. Depositary Shares, each representing a 1/100th interest in a share
NNN.PRF
– –
-717
Closed -$17K
QTS.PRA
1720
DELISTED
QTS Realty Trust, Inc. 7.125% Series A Cumulative Redeemable Perpetual Preferred Stock
QTS.PRA
– –
-1,970
Closed -$50K
QTS
1721
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-2,343
Closed -$105K
DRUA
1722
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
– –
-4,589
Closed -$116K
REXR.PRA
1723
DELISTED
Rexford Industrial Realty, Inc 5.875% Series A Cumulative Redeemable Preferred Stock
REXR.PRA
– –
-520
Closed -$13K
HBANO
1724
DELISTED
Huntington Bancshares Incorporated Depositary Shares
HBANO
– –
-13,080
Closed -$342K
ARES.PRA
1725
DELISTED
Ares Management Corporation 7.00% Series A Preferred Stock
ARES.PRA
– –
-42,834
Closed -$1.12M
66 67 68
69
70