AAM

Advisors Asset Management Portfolio holdings

AUM $5.59B
1-Year Return 19.2%
This Quarter Return
+3.15%
1 Year Return
+19.2%
3 Year Return
+63.25%
5 Year Return
+116.36%
10 Year Return
+228.02%
AUM
$5.54B
AUM Growth
-$75.2M
Cap. Flow
-$188M
Cap. Flow %
-3.39%
Top 10 Hldgs %
14.57%
Holding
1,871
New
55
Increased
633
Reduced
824
Closed
321

Top Buys

1
DOW icon
Dow Inc
DOW
$5.99M
2
CVS icon
CVS Health
CVS
$4.13M
3
MSFT icon
Microsoft
MSFT
$4.12M
4
AROC icon
Archrock
AROC
$4.01M
5
CWEN.A icon
Clearway Energy Class A
CWEN.A
$3.91M

Top Sells

1
MRK icon
Merck
MRK
$10.7M
2
AES icon
AES
AES
$5.83M
3
PFE icon
Pfizer
PFE
$5.66M
4
AMZN icon
Amazon
AMZN
$5.25M
5
DUK icon
Duke Energy
DUK
$5.12M

Sector Composition

1 Technology 12.99%
2 Financials 11.34%
3 Healthcare 9.71%
4 Consumer Discretionary 8.65%
5 Communication Services 8.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BAY
1576
DELISTED
BAYER AG SPONS ADR
BAY
– –
-23,966
Closed -$386K
EON
1577
DELISTED
E.ON AG ADS (REPTG 1/3 ORD SHS)
EON
– –
-3,146
Closed -$35K
BF
1578
DELISTED
BASF AKTIENGESELLT ADS(RP1 ORD
BF
– –
-11,760
Closed -$217K
ANZ
1579
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
– –
-8,817
Closed -$163K
MFT
1580
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-17,656
Closed -$232K
AHL.PRC
1581
DELISTED
Aspen Insurance Holdings Limited 5.95% Fixed-to-Floating Rate Perpetual Non-Cumulative Preference Shares
AHL.PRC
– –
-2,093
Closed -$54K
SCE.PRH
1582
DELISTED
SCE TRUST III 5.75% Fixed-to-Floating Rate Trust Preference Securities of SCE Trust III
SCE.PRH
– –
-7,506
Closed -$179K
SITC.PRA
1583
DELISTED
SITE Centers Corp. Depositary Shares, each representing a 1/20th interest in a share of 6.375% Class A Cumulative Redeemable Preferred Shares, without par value
SITC.PRA
– –
-26,447
Closed -$673K
C.PRK
1584
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-43,173
Closed -$1.17M
GS.PRJ
1585
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-21,029
Closed -$539K
RZA
1586
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-86,701
Closed -$2.31M
PNC.PRP
1587
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
– –
-48,175
Closed -$1.29M
WLL
1588
DELISTED
Whiting Petroleum Corporation
WLL
– –
0
– –
USB.PRM
1589
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-34,031
Closed -$911K
GS.PRN
1590
DELISTED
Goldman Sachs Group, Inc., The Depositary Shares, Each Representing 1/1,000th Interest in a Share of
GS.PRN
– –
-6,907
Closed -$180K
PRE.PRG
1591
DELISTED
PartnerRe Ltd. 6.50% Series G Cumulative Redeemable Preferred Shares, $1.00 par value
PRE.PRG
– –
-31,090
Closed -$831K
CHL
1592
DELISTED
China Mobile Limited
CHL
$0 ﹤0.01%
1,470
-9
-0.6% –
EAB
1593
DELISTED
Entergy Arkansas, LLC First Mortgage Bonds, 4.90% Series due December 1, 2052
EAB
– –
-1,455
Closed -$37K
FTR
1594
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
21
-12,524
-100% –
TSS
1595
DELISTED
Total System Services, Inc.
TSS
– –
-906
Closed -$86K
DCM
1596
DELISTED
NTT DOCOMO, Inc.
DCM
– –
-42,518
Closed -$945K
NTT
1597
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-5,090
Closed -$217K
C.PRJ
1598
DELISTED
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
– –
-9,181
Closed -$250K
AV
1599
DELISTED
Aviva Plc
AV
– –
-25,530
Closed -$276K
JPM.PRG
1600
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-48,020
Closed -$1.26M
62 63
64
65 66