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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.58B
AUM Growth
-$203M
Cap. Flow
-$79.8M
Cap. Flow %
-1.21%
Top 10 Hldgs %
22.57%
Holding
1,514
New
113
Increased
658
Reduced
689
Closed
51

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$13.2M
2
SHOP icon
Shopify
SHOP
+$10.3M
3
XYZ
Block Inc
XYZ
+$10.3M
4
TGT icon
Target
TGT
+$9.77M
5
GLO
Clough Global Opportunities Fund
GLO
+$8.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$27.8M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.9M
3
AAPL icon
Apple
AAPL
+$13.1M
4
META icon
Meta Platforms (Facebook)
META
+$11M
5
ACN icon
Accenture
ACN
+$8.15M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Financials 13.44%
3 Communication Services 11.3%
4 Consumer Discretionary 10.12%
5 Healthcare 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEX icon
1501
WEX
WEX
$6.37B
– –
-690
Closed -$134K
ZTR
1502
Virtus Total Return Fund
ZTR
$340M
– –
-143,324
Closed -$1.39M
HOLI
1503
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-2,707
Closed -$40K
NTG
1504
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-9,715
Closed -$291K
PCI
1505
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-250
Closed -$6K
PFPT
1506
DELISTED
Proofpoint, Inc.
PFPT
– –
-7,486
Closed -$1.3M
QTS
1507
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-16,169
Closed -$1.25M
MXIM
1508
DELISTED
Maxim Integrated Products
MXIM
– –
-24,443
Closed -$2.58M
USCR
1509
DELISTED
U S Concrete, Inc.
USCR
– –
-2,536
Closed -$187K
WRI
1510
DELISTED
Weingarten Realty Investors
WRI
– –
-37,572
Closed -$1.21M
BPY
1511
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-72,234
Closed -$1.37M
ALXN
1512
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-7,361
Closed -$1.35M
WORK
1513
DELISTED
Slack Technologies, Inc.
WORK
– –
-8,135
Closed -$360K
JDD
1514
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-19,961
Closed -$208K
57 58 59 60
61

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Advisors Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advisors Asset Management held 1,514 positions worth $6.58B, down 3% from $6.78B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advisors Asset Management's Q3 2021 filing shows 113 new, 658 increased, 689 reduced and 51 closed positions. Its largest new stake was RTX Corp: 154,238 shares worth $13.3M. The largest sale was Microsoft, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Communication Services.

  • Advisors Asset Management's largest Q3 2021 buy was RTX Corp: 154,238 shares worth $13.3M.
  • Advisors Asset Management added most to Shopify in Q3 2021, an estimated $10.3M increase.
  • Advisors Asset Management's biggest Q3 2021 reduction was Microsoft, cutting an estimated $27.8M.
  • Advisors Asset Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $2.58M.
  • Advisors Asset Management's ten largest holdings make up 23% of its $6.58B portfolio in Q3 2021.
  • Advisors Asset Management opened 113 new positions and closed 51 in Q3 2021.
  • Advisors Asset Management's portfolio value fell 3% quarter-over-quarter to $6.58B.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.