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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.58B
AUM Growth
-$203M
Cap. Flow
-$79.8M
Cap. Flow %
-1.21%
Top 10 Hldgs %
22.57%
Holding
1,514
New
113
Increased
658
Reduced
689
Closed
51

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$13.2M
2
SHOP icon
Shopify
SHOP
+$10.3M
3
XYZ
Block Inc
XYZ
+$10.3M
4
TGT icon
Target
TGT
+$9.77M
5
GLO
Clough Global Opportunities Fund
GLO
+$8.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$27.8M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.9M
3
AAPL icon
Apple
AAPL
+$13.1M
4
META icon
Meta Platforms (Facebook)
META
+$11M
5
ACN icon
Accenture
ACN
+$8.15M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Financials 13.44%
3 Communication Services 11.3%
4 Consumer Discretionary 10.12%
5 Healthcare 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLM icon
126
Martin Marietta Materials
MLM
$31.5B
$10.6M 0.16%
30,946
+796
+3% +$290K
WU icon
127
Western Union
WU
$1.99B
$10.6M 0.16%
522,232
+78,703
+18% +$1.74M
NTAP icon
128
NetApp
NTAP
$35B
$10.5M 0.16%
117,216
-16,538
-12% -$1.4M
XRX icon
129
Xerox
XRX
$386M
$10.5M 0.16%
520,955
+22,427
+4% +$509K
CIM
130
Chimera Investment
CIM
$1.04B
$10.2M 0.15%
228,411
-2,725
-1% -$122K
GDV icon
131
Gabelli Dividend & Income Trust
GDV
$2.6B
$10.1M 0.15%
390,397
+67,210
+21% +$1.78M
FIF
132
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$10M 0.15%
785,712
-26,055
-3% -$343K
ORCL icon
133
Oracle
ORCL
$374B
$9.88M 0.15%
113,440
+14,304
+14% +$1.26M
MET icon
134
MetLife
MET
$61.9B
$9.77M 0.15%
158,257
+4,645
+3% +$280K
JNPR
135
DELISTED
Juniper Networks
JNPR
$9.72M 0.15%
353,078
+5,751
+2% +$162K
JCE icon
136
Nuveen Core Equity Alpha Fund
JCE
$279M
$9.55M 0.15%
558,580
-193,284
-26% -$3.27M
MS icon
137
Morgan Stanley
MS
$331B
$9.55M 0.15%
98,163
+19,702
+25% +$1.95M
GLW icon
138
Corning
GLW
$119B
$9.36M 0.14%
256,528
+64,667
+34% +$2.58M
CAT icon
139
Caterpillar
CAT
$375B
$9.36M 0.14%
48,753
-4,157
-8% -$866K
ECF
140
Ellsworth Growth & Income Fund
ECF
$166M
$9.29M 0.14%
695,557
-281,819
-29% -$4.09M
HQL
141
abrdn Life Sciences Investors
HQL
$581M
$9.25M 0.14%
444,737
+8,384
+2% +$179K
EMR icon
142
Emerson Electric
EMR
$83.9B
$9.22M 0.14%
97,878
+15,214
+18% +$1.52M
CRL icon
143
Charles River Laboratories
CRL
$11.2B
$9.06M 0.14%
21,953
+2,385
+12% +$991K
COO icon
144
Cooper Companies
COO
$14.1B
$9.04M 0.14%
87,536
+8,320
+11% +$888K
DGX icon
145
Quest Diagnostics
DGX
$25.7B
$9.04M 0.14%
62,208
+3,648
+6% +$534K
TGT icon
146
Target
TGT
$65.6B
$8.92M 0.14%
+38,989
New +$9.77M
SRE icon
147
Sempra
SRE
$57.9B
$8.91M 0.14%
140,918
+11,712
+9% +$773K
FE icon
148
FirstEnergy
FE
$28B
$8.9M 0.14%
249,803
-8,066
-3% -$306K
ROK icon
149
Rockwell Automation
ROK
$53.4B
$8.67M 0.13%
29,481
-7,594
-20% -$2.33M
SHW icon
150
Sherwin-Williams
SHW
$82.7B
$8.66M 0.13%
30,957
-5,463
-15% -$1.6M
4 5
6
7 8

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Advisors Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advisors Asset Management held 1,514 positions worth $6.58B, down 3% from $6.78B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advisors Asset Management's Q3 2021 filing shows 113 new, 658 increased, 689 reduced and 51 closed positions. Its largest new stake was RTX Corp: 154,238 shares worth $13.3M. The largest sale was Microsoft, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Communication Services.

  • Advisors Asset Management's largest Q3 2021 buy was RTX Corp: 154,238 shares worth $13.3M.
  • Advisors Asset Management added most to Shopify in Q3 2021, an estimated $10.3M increase.
  • Advisors Asset Management's biggest Q3 2021 reduction was Microsoft, cutting an estimated $27.8M.
  • Advisors Asset Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $2.58M.
  • Advisors Asset Management's ten largest holdings make up 23% of its $6.58B portfolio in Q3 2021.
  • Advisors Asset Management opened 113 new positions and closed 51 in Q3 2021.
  • Advisors Asset Management's portfolio value fell 3% quarter-over-quarter to $6.58B.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.