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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+4.13%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.97B
AUM Growth
-$13.5M
Cap. Flow
-$199M
Cap. Flow %
-3.34%
Top 10 Hldgs %
9.26%
Holding
1,595
New
31
Increased
552
Reduced
891
Closed
82

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$7.22M
2
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$4.68M
3
WPG
Washington Prime Group Inc.
WPG
+$4.62M
4
CCOI icon
Cogent Communications
CCOI
+$4.6M
5
CF icon
CF Industries
CF
+$4.56M

Top Sells

Rank Stock Value
1
SPLS
Staples Inc
SPLS
+$18.6M
2
ANDV
Andeavor
ANDV
+$10.5M
3
CAT icon
Caterpillar
CAT
+$10.2M
4
WDC icon
Western Digital
WDC
+$8.98M
5
BA icon
Boeing
BA
+$8.41M

Sector Composition

Rank Sector Weight
1 Industrials 10.01%
2 Financials 9.48%
3 Technology 9.31%
4 Healthcare 8.88%
5 Consumer Discretionary 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
126
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$11.8M 0.2%
805,453
-1,708
-0.2% -$24.5K
UNP icon
127
Union Pacific
UNP
$172B
$11.8M 0.2%
101,478
-25,824
-20% -$2.77M
MRSH
128
Marsh
MRSH
$91.4B
$11.7M 0.2%
139,175
-1,523
-1% -$121K
NAC icon
129
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$11.6M 0.19%
776,770
-1,176
-0.2% -$17.9K
VTA
130
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$11.6M 0.19%
971,483
+60,331
+7% +$715K
IGD
131
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$511M
$11.5M 0.19%
1,423,960
-187,454
-12% -$1.45M
AMGN icon
132
Amgen
AMGN
$209B
$11.5M 0.19%
61,516
-8,791
-13% -$1.56M
WEC icon
133
WEC Energy
WEC
$35.8B
$11.4M 0.19%
181,071
-1,557
-0.9% -$99.3K
FPL
134
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$11.3M 0.19%
895,191
+59,732
+7% +$753K
AFT
135
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$11.3M 0.19%
672,044
-47,646
-7% -$802K
LLY icon
136
Eli Lilly
LLY
$1.03T
$11.2M 0.19%
131,299
-71,760
-35% -$5.89M
WFC icon
137
Wells Fargo
WFC
$258B
$11.2M 0.19%
203,386
-20,430
-9% -$1.09M
ZF
138
DELISTED
Virtus Total Return Fund Inc.
ZF
$11.2M 0.19%
855,499
+231,314
+37% +$2.91M
NFJ
139
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$11.1M 0.19%
829,217
+149,196
+22% +$1.97M
RTN
140
DELISTED
Raytheon Company
RTN
$11.1M 0.19%
59,271
-7,712
-12% -$1.36M
CELG
141
DELISTED
Celgene Corp
CELG
$11M 0.18%
75,623
-6,779
-8% -$923K
ACV
142
Virtus Diversified Income & Convertible Fund
ACV
$277M
$11M 0.18%
512,811
+117,029
+30% +$2.49M
JRI icon
143
Nuveen Real Asset Income & Growth Fund
JRI
$353M
$10.9M 0.18%
607,546
+120,195
+25% +$2.17M
MMM icon
144
3M
MMM
$90.8B
$10.7M 0.18%
61,169
-1,473
-2% -$255K
IHD
145
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$127M
$10.7M 0.18%
1,126,524
+430,841
+62% +$3.98M
DUK icon
146
Duke Energy
DUK
$98.4B
$10.7M 0.18%
127,251
+13,563
+12% +$1.16M
FFA
147
First Trust Enhanced Equity Income Fund
FFA
$451M
$10.6M 0.18%
703,755
+58,539
+9% +$874K
ARCC icon
148
Ares Capital
ARCC
$13.5B
$10.6M 0.18%
644,057
-50,505
-7% -$818K
COST icon
149
Costco
COST
$423B
$10.4M 0.17%
63,572
+4,063
+7% +$638K
MHK icon
150
Mohawk Industries
MHK
$7.29B
$10.4M 0.17%
42,089
-2,211
-5% -$550K
4 5
6
7 8

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GFM
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EAM
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HPG
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Advisors Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Advisors Asset Management held 1,595 positions worth $5.97B, down 0.23% from $5.98B the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Advisors Asset Management withdrew a net $199M in Q3 2017, closing 82 positions and reducing 891 holdings. Its most notable exit was Staples Inc, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 10% of assets, up from 10% a quarter earlier, followed by Financials and Technology.

Against the trend, Advisors Asset Management opened a new position in Steelcase worth $2.87M.

  • Advisors Asset Management's largest Q3 2017 buy was Steelcase: 186,526 shares worth $2.87M.
  • Advisors Asset Management added most to GE Aerospace in Q3 2017, an estimated $7.22M increase.
  • Advisors Asset Management's biggest Q3 2017 reduction was Andeavor, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited Staples Inc in Q3 2017, selling an estimated $18.6M.
  • Advisors Asset Management's ten largest holdings make up 9.3% of its $5.97B portfolio in Q3 2017.
  • Advisors Asset Management opened 31 new positions and closed 82 in Q3 2017.
  • Advisors Asset Management's portfolio value fell 0.23% quarter-over-quarter to $5.97B.

Based on Advisors Asset Management's 13F filing for Q3 2017, filed 7 Nov 2017.