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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DEX
126
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
| $12M | 0.2% |
1,188,212
+86,329
| +8% | +$870K |
|
127
CVR Energy
CVI
$3.58B
| $12M | 0.2% |
872,112
+180,422
| +26% | +$2.59M |
|
|
EOI
128
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
| $11.9M | 0.2% |
943,535
-36,042
| -4% | -$469K |
|
|
CERN
129
DELISTED
Cerner Corp
CERN
| $11.9M | 0.2% |
193,111
-8,054
| -4% | -$508K |
|
|
JMF
130
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $11.9M | 0.2% |
906,581
-23,094
| -2% | -$289K |
|
|
131
Nuveen Quality Municipal Income Fund
NAD
$2.74B
| $11.9M | 0.19% |
788,128
+675,288
| +598% | +$10.5M |
|
132
Crown Castle
CCI
$33.3B
| $11.9M | 0.19% |
125,940
+35,658
| +39% | +$3.43M |
|
133
Aon
AON
$76.5B
| $11.7M | 0.19% |
103,673
-5,904
| -5% | -$651K |
|
|
SPLS
134
DELISTED
Staples Inc
SPLS
| $11.5M | 0.19% |
1,349,380
+533,529
| +65% | +$4.69M |
|
|
EMO
135
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
| $11.5M | 0.19% |
172,766
+25,916
| +18% | +$1.69M |
|
|
TPZ
136
Tortoise Electrification Infrastructure ETF
TPZ
$127M
| $11.5M | 0.19% |
513,044
-46,083
| -8% | -$956K |
|
|
CBA
137
DELISTED
ClearBridge American Energy MLP
CBA
| $11.5M | 0.19% |
1,278,357
-53,036
| -4% | -$462K |
|
138
Ares Capital
ARCC
$13.5B
| $11.4M | 0.19% |
735,065
-121,674
| -14% | -$1.87M |
|
|
GDL
139
GDL Fund
GDL
$91.6M
| $11.2M | 0.18% |
1,127,656
+54,107
| +5% | +$538K |
|
140
General Mills
GIS
$19.1B
| $11.2M | 0.18% |
175,246
-8,327
| -5% | -$579K |
|
|
ABDC
141
DELISTED
Alcentra Capital Corp
ABDC
| $11.2M | 0.18% |
858,722
+105,554
| +14% | +$1.32M |
|
|
FFA
142
First Trust Enhanced Equity Income Fund
FFA
$450M
| $11.2M | 0.18% |
834,897
-164,978
| -16% | -$2.22M |
|
143
Comcast
CMCSA
$85B
| $11.1M | 0.18% |
334,204
+22,614
| +7% | +$753K |
|
144
Kimberly-Clark
KMB
$36.3B
| $11.1M | 0.18% |
87,657
-10,044
| -10% | -$1.3M |
|
|
WNR
145
DELISTED
Western Refining Inc
WNR
| $11.1M | 0.18% |
417,687
+249,221
| +148% | +$5.89M |
|
|
VTA
146
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
| $11M | 0.18% |
938,657
-43,029
| -4% | -$493K |
|
147
Mohawk Industries
MHK
$7.5B
| $11M | 0.18% |
54,872
-7,096
| -11% | -$1.46M |
|
148
Innoviva
INVA
$1.55B
| $10.9M | 0.18% |
995,960
-39,644
| -4% | -$463K |
|
|
EOD
149
Allspring Global Dividend Opportunity Fund
EOD
$279M
| $10.9M | 0.18% |
1,881,846
-355,330
| -16% | -$2.12M |
|
150
Liberty All-Star Equity Fund
USA
$1.79B
| $10.9M | 0.18% |
2,097,700
+325,826
| +18% | +$1.68M |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.