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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$7.25B
AUM Growth
+$37.6M
Cap. Flow
+$317M
Cap. Flow %
4.37%
Top 10 Hldgs %
9.11%
Holding
1,868
New
93
Increased
774
Reduced
818
Closed
95

Top Buys

Rank Stock Value
1
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$10.4M
2
CLF icon
Cleveland-Cliffs
CLF
+$10.2M
3
DRI icon
Darden Restaurants
DRI
+$9.85M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$9.82M
5
MATV icon
Mativ Holdings
MATV
+$9.82M

Top Sells

Rank Stock Value
1
PBI icon
Pitney Bowes
PBI
+$13.6M
2
ISIL
Intersil Corp
ISIL
+$11.4M
3
DD icon
DuPont de Nemours
DD
+$11.4M
4
LMT icon
Lockheed Martin
LMT
+$11.3M
5
LXK
Lexmark Intl Inc
LXK
+$10.2M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Healthcare 8.24%
3 Financials 7.23%
4 Industrials 6.78%
5 Technology 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
101
Southern Company
SO
$106B
$20.1M 0.28%
459,325
+222,503
+94% +$9.77M
APLP
102
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$19.9M 0.27%
679,593
-28,247
-4% -$813K
GNRC icon
103
Generac Holdings
GNRC
$11.3B
$19.3M 0.27%
475,427
-8,660
-2% -$388K
DEX
104
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$19.2M 0.27%
1,600,852
+143,509
+10% +$1.8M
VTA
105
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$19.1M 0.26%
1,547,765
-158,105
-9% -$2.01M
DD
106
DELISTED
Du Pont De Nemours E I
DD
$19M 0.26%
278,959
-78,671
-22% -$4.95M
PG icon
107
Procter & Gamble
PG
$335B
$19M 0.26%
226,374
+52,486
+30% +$4.3M
FCRD
108
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$18.9M 0.26%
1,468,482
+273,809
+23% +$3.74M
FEN
109
DELISTED
First Trust Energy Income and Growth Fund
FEN
$18.8M 0.26%
511,853
+40,805
+9% +$1.49M
GOOG icon
110
Alphabet (Google) Class C
GOOG
$4.08T
$18.4M 0.25%
630,887
+37,121
+6% +$1.07M
JNJ icon
111
Johnson & Johnson
JNJ
$617B
$18.4M 0.25%
172,214
-30,284
-15% -$3.14M
PFX icon
112
PhenixFIN
PFX
$83.1M
$18.3M 0.25%
77,362
+10,963
+17% +$2.81M
TTP
113
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$18.2M 0.25%
132,344
+38,897
+42% +$5.45M
CSCO icon
114
Cisco
CSCO
$448B
$17.8M 0.25%
706,398
+128,461
+22% +$3.23M
KO icon
115
Coca-Cola
KO
$381B
$17.7M 0.24%
415,524
+87,754
+27% +$3.63M
CA
116
DELISTED
CA, Inc.
CA
$17.6M 0.24%
631,395
+144,459
+30% +$4.13M
ETG
117
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$17.4M 0.24%
1,023,054
+81,268
+9% +$1.41M
EMO
118
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$17.4M 0.24%
142,424
-32,883
-19% -$4.08M
RGP
119
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$17.2M 0.24%
528,428
+57,098
+12% +$1.81M
MATV icon
120
Mativ Holdings
MATV
$472M
$17M 0.23%
411,076
+230,287
+127% +$9.82M
ETO
121
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$506M
$16.8M 0.23%
681,211
-76,430
-10% -$1.94M
TWO
122
Two Harbors Investment
TWO
$1.27B
$16.7M 0.23%
215,856
+9,701
+5% +$806K
FFA
123
First Trust Enhanced Equity Income Fund
FFA
$451M
$16.7M 0.23%
1,167,731
-29,116
-2% -$422K
PAA icon
124
Plains All American Pipeline
PAA
$17.5B
$16.5M 0.23%
280,424
+20,278
+8% +$1.19M
WFC icon
125
Wells Fargo
WFC
$258B
$16.4M 0.23%
315,288
+7,893
+3% +$406K
3 4
5
6 7

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GFM
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EAM
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HPG
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BP
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EMPI
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JWBC
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Advisors Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advisors Asset Management held 1,868 positions worth $7.25B, up 0.52% from $7.21B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.

Advisors Asset Management deployed $317M of net new capital in Q3 2014, opening 93 new positions and adding to 774 existing holdings. Its largest new stake was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, down from 9.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Pitney Bowes, an estimated $13.6M trimmed.

  • Advisors Asset Management's largest Q3 2014 buy was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.
  • Advisors Asset Management added most to Allspring Global Dividend Opportunity Fund in Q3 2014, an estimated $10.4M increase.
  • Advisors Asset Management's biggest Q3 2014 reduction was Pitney Bowes, cutting an estimated $13.6M.
  • Advisors Asset Management fully exited Drive Shack Inc. in Q3 2014, selling an estimated $6.55M.
  • Advisors Asset Management's ten largest holdings make up 9.1% of its $7.25B portfolio in Q3 2014.
  • Advisors Asset Management opened 93 new positions and closed 95 in Q3 2014.
  • Advisors Asset Management's portfolio value rose 0.52% quarter-over-quarter to $7.25B.

Based on Advisors Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.