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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG icon
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Energy 8.55%
2 Industrials 7.3%
3 Healthcare 7.21%
4 Financials 7.09%
5 Technology 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMO
101
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$15.4M 0.27%
136,344
+15,352
+13% +$1.81M
JTA
102
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$15.2M 0.27%
1,227,417
+381,943
+45% +$4.88M
DSU icon
103
BlackRock Debt Strategies Fund
DSU
$592M
$15.2M 0.27%
1,260,573
+195,036
+18% +$2.35M
WM icon
104
Waste Management
WM
$95B
$15.2M 0.27%
367,577
-22,987
-6% -$958K
SCCO icon
105
Southern Copper
SCCO
$138B
$15.1M 0.27%
599,143
-186,027
-24% -$4.81M
LGCY
106
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$15.1M 0.27%
557,257
+35,238
+7% +$951K
GLO
107
Clough Global Opportunities Fund
GLO
$244M
$14.9M 0.27%
1,159,944
-50,939
-4% -$653K
BBY icon
108
Best Buy
BBY
$19B
$14.8M 0.26%
395,156
-10,770
-3% -$358K
ETO
109
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$489M
$14.5M 0.26%
643,420
+109,532
+21% +$2.52M
CA
110
DELISTED
CA, Inc.
CA
$14.5M 0.26%
487,864
+99,534
+26% +$2.98M
SEVN
111
Seven Hills Realty Trust
SEVN
$174M
$14.5M 0.26%
864,796
+205,355
+31% +$3.67M
BKCC
112
DELISTED
BlackRock Capital Investment Corporation
BKCC
$14.4M 0.26%
1,518,604
-6,812
-0.4% -$67.2K
HTD
113
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
$14.3M 0.25%
822,086
-133,811
-14% -$2.42M
ETR icon
114
Entergy
ETR
$50.3B
$14.3M 0.25%
452,170
-6,854
-1% -$228K
CHW
115
Calamos Global Dynamic Income Fund
CHW
$516M
$14.3M 0.25%
1,678,269
-169,393
-9% -$1.42M
AAPL icon
116
Apple
AAPL
$4.97T
$14M 0.25%
822,808
+144,060
+21% +$2.39M
PAA icon
117
Plains All American Pipeline
PAA
$17.6B
$13.9M 0.25%
264,568
+17,987
+7% +$960K
JFR icon
118
Nuveen Floating Rate Income Fund
JFR
$1.23B
$13.9M 0.25%
1,158,675
+205,146
+22% +$2.51M
KMI icon
119
Kinder Morgan
KMI
$70.9B
$13.7M 0.24%
384,585
+136,290
+55% +$5.11M
TLI
120
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$13.6M 0.24%
1,103,216
-210,519
-16% -$2.63M
AZN icon
121
AstraZeneca
AZN
$269B
$13.5M 0.24%
260,252
+28,883
+12% +$1.45M
O icon
122
Realty Income
O
$61.1B
$13.5M 0.24%
349,694
+22,278
+7% +$903K
EVT icon
123
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$13.4M 0.24%
746,179
-18,071
-2% -$331K
DEX
124
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$13.4M 0.24%
1,128,245
+354,918
+46% +$4.16M
FFA
125
First Trust Enhanced Equity Income Fund
FFA
$446M
$13M 0.23%
1,053,090
-18,896
-2% -$241K
3 4
5
6 7

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CM
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WHRC
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RCG
Ruane, Cunniff & Goldfarb New York $6.03B AUM 12.06% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $5.98B AUM 80.99% 1-Year Est. Return
EAM
Eventide Asset Management Boston, Massachusetts $6.05B AUM 76.64% 1-Year Est. Return
HPG
Harvest Portfolios Group Oakville, Ontario, Canada $6.06B AUM 16.63% 1-Year Est. Return
BP
BC Partners New York $5.96B AUM 15.21% 1-Year Est. Return
EMPI
Elo Mutual Pension Insurance Espoo, Finland $6.06B AUM 24.33% 1-Year Est. Return

Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Energy at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.