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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HAR
1101
DELISTED
Harman International Industries
HAR
| $484K | 0.01% |
5,729
-1,455
| -20% | -$119K |
|
|
BWLD
1102
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $483K | 0.01% |
3,433
-986
| -22% | -$153K |
|
1103
United Therapeutics
UTHR
$25.7B
| $480K | 0.01% |
4,064
-218
| -5% | -$26.2K |
|
|
EDE
1104
DELISTED
Empire District Electric
EDE
| $479K | 0.01% |
14,019
-18,279
| -57% | -$619K |
|
|
CSC
1105
DELISTED
Computer Sciences
CSC
| $477K | 0.01% |
9,141
+1,895
| +26% | +$91.5K |
|
1106
Cleveland-Cliffs
CLF
$6.4B
| $475K | 0.01% |
81,228
-34,531
| -30% | -$225K |
|
|
TAST
1107
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $475K | 0.01% |
35,968
+7,953
| +28% | +$103K |
|
1108
Synaptics
SYNA
$4.13B
| $474K | 0.01% |
8,097
-1,993
| -20% | -$110K |
|
1109
Broadridge
BR
$18.2B
| $473K | 0.01% |
6,983
-173
| -2% | -$11.8K |
|
1110
Monster Beverage
MNST
$91.5B
| $473K | 0.01% |
19,344
-1,476
| -7% | -$38.3K |
|
|
EOCC
1111
DELISTED
Enel Generacion Chile S.A.
EOCC
| $471K | 0.01% |
23,742
+2,113
| +10% | +$51.7K |
|
1112
Hartford Financial Services
HIG
$39.2B
| $469K | 0.01% |
10,958
+934
| +9% | +$39.1K |
|
1113
Valmont Industries
VMI
$9.43B
| $467K | 0.01% |
3,472
+496
| +17% | +$65.4K |
|
|
DX
1114
Dynex Capital
DX
$3.15B
| $466K | 0.01% |
+20,948
| New | +$451K |
|
1115
Energy Transfer Partners
ET
$69.8B
| $464K | 0.01% |
27,648
-662
| -2% | -$11.2K |
|
1116
WisdomTree
WT
$3.21B
| $464K | 0.01% |
45,137
-8,498
| -16% | -$88.5K |
|
|
PPS
1117
DELISTED
Post Properties
PPS
| $461K | 0.01% |
6,969
-318
| -4% | -$20.6K |
|
1118
National Fuel Gas
NFG
$7.87B
| $460K | 0.01% |
8,516
+2,866
| +51% | +$162K |
|
1119
Flowserve
FLS
$9.78B
| $459K | 0.01% |
9,521
-26
| -0.3% | -$1.23K |
|
|
Y
1120
DELISTED
Alleghany Corp
Y
| $459K | 0.01% |
875
-53
| -6% | -$28.3K |
|
1121
Dick's Sporting Goods
DKS
$18B
| $458K | 0.01% |
8,070
-1,431
| -15% | -$78.7K |
|
1122
Corpay
CPAY
$25.2B
| $458K | 0.01% |
2,636
-179
| -6% | -$28.7K |
|
|
NSL
1123
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $457K | 0.01% |
69,842
+65,717
| +1,593% | +$410K |
|
1124
Mitsubishi UFJ Financial
MUFG
$254B
| $456K | 0.01% |
90,366
+31,243
| +53% | +$158K |
|
1125
POSCO
PKX
$16B
| $454K | 0.01% |
8,887
+2,440
| +38% | +$120K |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.