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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.58B
AUM Growth
-$203M
Cap. Flow
-$79.8M
Cap. Flow %
-1.21%
Top 10 Hldgs %
22.57%
Holding
1,514
New
113
Increased
658
Reduced
689
Closed
51

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$13.2M
2
SHOP icon
Shopify
SHOP
+$10.3M
3
XYZ
Block Inc
XYZ
+$10.3M
4
TGT icon
Target
TGT
+$9.77M
5
GLO
Clough Global Opportunities Fund
GLO
+$8.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$27.8M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.9M
3
AAPL icon
Apple
AAPL
+$13.1M
4
META icon
Meta Platforms (Facebook)
META
+$11M
5
ACN icon
Accenture
ACN
+$8.15M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Financials 13.44%
3 Communication Services 11.3%
4 Consumer Discretionary 10.12%
5 Healthcare 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
1001
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$508M
$494K 0.01%
37,202
-23,025
-38% -$306K
ETB
1002
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$459M
$493K 0.01%
+30,776
New +$508K
SCHP icon
1003
Schwab US TIPS ETF
SCHP
$16.3B
$493K 0.01%
15,758
+1,352
+9% +$42.7K
UE icon
1004
Urban Edge Properties
UE
$2.84B
$493K 0.01%
26,926
-913
-3% -$17K
NHC icon
1005
National Healthcare
NHC
$3.49B
$491K 0.01%
7,023
-2,986
-30% -$217K
GHYG icon
1006
iShares US & Intl High Yield Corp Bond ETF
GHYG
$198M
$489K 0.01%
9,765
+746
+8% +$37.6K
LTPZ icon
1007
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$714M
$489K 0.01%
5,640
+530
+10% +$46.9K
SPIP icon
1008
State Street SPDR Portfolio TIPS ETF
SPIP
$999M
$489K 0.01%
15,737
+1,446
+10% +$45.4K
GLOP
1009
DELISTED
GASLOG PARTNERS LP
GLOP
$489K 0.01%
101,285
-25,206
-20% -$109K
PLTR icon
1010
Palantir
PLTR
$303B
$486K 0.01%
20,236
+3,119
+18% +$76.1K
NVEE
1011
DELISTED
NV5 Global
NVEE
$485K 0.01%
19,664
+13,208
+205% +$325K
FIXD icon
1012
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$483K 0.01%
9,017
+906
+11% +$48.9K
BEN icon
1013
Franklin Resources
BEN
$18.3B
$482K 0.01%
16,206
-11,544
-42% -$360K
CMBS icon
1014
iShares CMBS ETF
CMBS
$472M
$481K 0.01%
8,905
+882
+11% +$48.1K
SPLB icon
1015
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.16B
$480K 0.01%
15,293
+1,379
+10% +$44.3K
JCI icon
1016
Johnson Controls International
JCI
$88.6B
$479K 0.01%
7,033
-92
-1% -$6.65K
VCLT icon
1017
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$479K 0.01%
4,536
+435
+11% +$47K
IGLB icon
1018
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
$478K 0.01%
6,906
+667
+11% +$47.4K
VLT icon
1019
Invesco High Income Trust II
VLT
$65.2M
$478K 0.01%
32,710
-363
-1% -$5.41K
NXC
1020
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$477K 0.01%
30,269
+22
+0.1% +$362
WDC icon
1021
Western Digital
WDC
$183B
$476K 0.01%
11,154
-10,210
-48% -$485K
NCA icon
1022
Nuveen California Municipal Value Fund
NCA
$296M
$475K 0.01%
44,984
-13,155
-23% -$141K
VMW
1023
DELISTED
VMware, Inc
VMW
$474K 0.01%
3,189
+445
+16% +$67.5K
HESM icon
1024
Hess Midstream
HESM
$5.24B
$473K 0.01%
16,784
-173
-1% -$4.38K
BSBR icon
1025
Santander
BSBR
$42.8B
$470K 0.01%
74,991
-18,673
-20% -$135K
39 40
41
42 43

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Advisors Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advisors Asset Management held 1,514 positions worth $6.58B, down 3% from $6.78B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advisors Asset Management's Q3 2021 filing shows 113 new, 658 increased, 689 reduced and 51 closed positions. Its largest new stake was RTX Corp: 154,238 shares worth $13.3M. The largest sale was Microsoft, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Communication Services.

  • Advisors Asset Management's largest Q3 2021 buy was RTX Corp: 154,238 shares worth $13.3M.
  • Advisors Asset Management added most to Shopify in Q3 2021, an estimated $10.3M increase.
  • Advisors Asset Management's biggest Q3 2021 reduction was Microsoft, cutting an estimated $27.8M.
  • Advisors Asset Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $2.58M.
  • Advisors Asset Management's ten largest holdings make up 23% of its $6.58B portfolio in Q3 2021.
  • Advisors Asset Management opened 113 new positions and closed 51 in Q3 2021.
  • Advisors Asset Management's portfolio value fell 3% quarter-over-quarter to $6.58B.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.