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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UMPQ
1001
DELISTED
Umpqua Holdings Corp
UMPQ
| $669K | 0.01% |
44,428
+5,031
| +13% | +$78.4K |
|
|
HES
1002
DELISTED
Hess
HES
| $665K | 0.01% |
12,401
-35,419
| -74% | -$1.9M |
|
1003
Ternium
TX
$9.76B
| $661K | 0.01% |
33,662
-2,912
| -8% | -$60.4K |
|
1004
East-West Bancorp
EWBC
$18.1B
| $658K | 0.01% |
17,932
-8,448
| -32% | -$297K |
|
1005
Freeport-McMoran
FCX
$91.5B
| $656K | 0.01% |
60,388
-11,716
| -16% | -$135K |
|
1006
Bio-Rad Laboratories Class A
BIO
$8.96B
| $655K | 0.01% |
3,996
+3,262
| +444% | +$495K |
|
|
FOE
1007
DELISTED
Ferro Corporation
FOE
| $653K | 0.01% |
47,274
-8,395
| -15% | -$111K |
|
1008
TAL Education Group
TAL
$6.7B
| $650K | 0.01% |
55,044
+4,506
| +9% | +$47.5K |
|
1009
SBA Communications
SBAC
$19B
| $648K | 0.01% |
5,778
-170
| -3% | -$19.2K |
|
|
LCI
1010
DELISTED
Lannett Company, Inc.
LCI
| $645K | 0.01% |
6,065
-1,053
| -15% | -$129K |
|
1011
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $644K | 0.01% |
12,172
-138
| -1% | -$7.3K |
|
1012
Preferred Bank
PFBC
$1.26B
| $644K | 0.01% |
18,005
-2,651
| -13% | -$89.2K |
|
1013
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
| $641K | 0.01% |
20,832
-236
| -1% | -$7.26K |
|
1014
Compass Minerals
CMP
$1.21B
| $639K | 0.01% |
8,672
+2,421
| +39% | +$175K |
|
1015
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $637K | 0.01% |
7,884
-90
| -1% | -$7.28K |
|
1016
KBR
KBR
$4.68B
| $637K | 0.01% |
42,100
+4,800
| +13% | +$70.6K |
|
|
SBY
1017
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $636K | 0.01% |
36,281
-2,016
| -5% | -$36.8K |
|
|
WSTC
1018
DELISTED
West Corporation
WSTC
| $635K | 0.01% |
28,769
-1,352
| -4% | -$30.3K |
|
1019
Church & Dwight Co
CHD
$23.7B
| $634K | 0.01% |
13,220
-4,800
| -27% | -$237K |
|
|
TGP
1020
DELISTED
Teekay LNG Partners L.P.
TGP
| $629K | 0.01% |
41,590
-1,616
| -4% | -$20.3K |
|
|
QGENF
1021
DELISTED
QIAGEN NV
QGENF
| $629K | 0.01% |
22,913
+14,997
| +189% | +$412K |
|
|
SNI
1022
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $622K | 0.01% |
9,791
-1,054
| -10% | -$67.4K |
|
1023
Telephone and Data Systems
TDS
$3.92B
| $621K | 0.01% |
22,833
+136
| +0.6% | +$3.96K |
|
1024
Weyerhaeuser
WY
$18.2B
| $620K | 0.01% |
19,400
+2,309
| +14% | +$73K |
|
1025
Applied Materials
AMAT
$411B
| $614K | 0.01% |
20,376
+11,454
| +128% | +$320K |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.