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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.58B
AUM Growth
-$203M
Cap. Flow
-$79.8M
Cap. Flow %
-1.21%
Top 10 Hldgs %
22.57%
Holding
1,514
New
113
Increased
658
Reduced
689
Closed
51

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$13.2M
2
SHOP icon
Shopify
SHOP
+$10.3M
3
XYZ
Block Inc
XYZ
+$10.3M
4
TGT icon
Target
TGT
+$9.77M
5
GLO
Clough Global Opportunities Fund
GLO
+$8.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$27.8M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.9M
3
AAPL icon
Apple
AAPL
+$13.1M
4
META icon
Meta Platforms (Facebook)
META
+$11M
5
ACN icon
Accenture
ACN
+$8.15M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Financials 13.44%
3 Communication Services 11.3%
4 Consumer Discretionary 10.12%
5 Healthcare 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AM icon
76
Antero Midstream
AM
$10.2B
$15.7M 0.24%
1,509,222
-78,762
-5% -$772K
PM icon
77
Philip Morris
PM
$299B
$15.5M 0.24%
163,652
-3,010
-2% -$303K
PNC icon
78
PNC Financial Services
PNC
$99.2B
$15.3M 0.23%
78,145
+3,247
+4% +$613K
ZBRA icon
79
Zebra Technologies
ZBRA
$13.7B
$15.1M 0.23%
29,378
+2,083
+8% +$1.16M
GEF.B icon
80
Greif Class B
GEF.B
$4.14B
$15.1M 0.23%
232,954
-6,490
-3% -$399K
BGS icon
81
B&G Foods
BGS
$293M
$15M 0.23%
500,793
+1,628
+0.3% +$48.8K
HRB icon
82
H&R Block
HRB
$5.61B
$14.9M 0.23%
596,797
+15,371
+3% +$383K
CCD
83
Calamos Dynamic Convertible & Income Fund
CCD
$698M
$14.8M 0.23%
488,163
-18,188
-4% -$564K
UNH icon
84
UnitedHealth
UNH
$383B
$14.8M 0.22%
37,813
-12,468
-25% -$5.16M
ARI
85
Apollo Commercial Real Estate
ARI
$851M
$14.8M 0.22%
996,109
-108,979
-10% -$1.67M
BR icon
86
Broadridge
BR
$17.9B
$14.8M 0.22%
88,614
+623
+0.7% +$106K
CMP icon
87
Compass Minerals
CMP
$1.25B
$14.6M 0.22%
227,243
+1,725
+0.8% +$113K
BBY icon
88
Best Buy
BBY
$18.5B
$14.5M 0.22%
137,062
+24,262
+22% +$2.73M
CHY
89
Calamos Convertible and High Income Fund
CHY
$999M
$14.3M 0.22%
911,853
+24,090
+3% +$388K
OGE icon
90
OGE Energy
OGE
$9.76B
$14.1M 0.21%
428,504
+22,276
+5% +$769K
RVT icon
91
Royce Value Trust
RVT
$2.2B
$14.1M 0.21%
783,445
+6,070
+0.8% +$112K
PLD icon
92
Prologis
PLD
$136B
$14.1M 0.21%
112,246
+9,121
+9% +$1.18M
SPGI icon
93
S&P Global
SPGI
$122B
$14M 0.21%
32,985
-1,306
-4% -$566K
NLY icon
94
Annaly Capital Management
NLY
$17.4B
$14M 0.21%
415,854
+5,180
+1% +$178K
XOM icon
95
ExxonMobil
XOM
$651B
$13.9M 0.21%
235,829
-49,576
-17% -$2.83M
R icon
96
Ryder
R
$9.9B
$13.6M 0.21%
164,590
-27,511
-14% -$2.12M
RTX icon
97
RTX Corp
RTX
$289B
$13.3M 0.2%
+154,238
New +$13.2M
NFLX icon
98
Netflix
NFLX
$305B
$13.2M 0.2%
216,070
-16,920
-7% -$931K
HEES
99
DELISTED
H&E Equipment Services
HEES
$13.1M 0.2%
377,701
+81,743
+28% +$2.71M
RMT
100
Royce Micro-Cap Trust
RMT
$733M
$12.8M 0.2%
1,122,996
+5,372
+0.5% +$63.6K
2 3
4
5 6

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Advisors Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advisors Asset Management held 1,514 positions worth $6.58B, down 3% from $6.78B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advisors Asset Management's Q3 2021 filing shows 113 new, 658 increased, 689 reduced and 51 closed positions. Its largest new stake was RTX Corp: 154,238 shares worth $13.3M. The largest sale was Microsoft, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Communication Services.

  • Advisors Asset Management's largest Q3 2021 buy was RTX Corp: 154,238 shares worth $13.3M.
  • Advisors Asset Management added most to Shopify in Q3 2021, an estimated $10.3M increase.
  • Advisors Asset Management's biggest Q3 2021 reduction was Microsoft, cutting an estimated $27.8M.
  • Advisors Asset Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $2.58M.
  • Advisors Asset Management's ten largest holdings make up 23% of its $6.58B portfolio in Q3 2021.
  • Advisors Asset Management opened 113 new positions and closed 51 in Q3 2021.
  • Advisors Asset Management's portfolio value fell 3% quarter-over-quarter to $6.58B.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.