We are live on
!
Find out more
AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Calamos Strategic Total Return Fund
CSQ
$3.23B
| $17.7M | 0.29% |
1,724,168
-214,642
| -11% | -$2.23M |
|
77
Wells Fargo
WFC
$261B
| $17M | 0.28% |
384,107
-34,160
| -8% | -$1.63M |
|
78
Western Digital
WDC
$188B
| $16.8M | 0.28% |
380,740
+138,259
| +57% | +$5.21M |
|
|
TSLF
79
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
| $16.7M | 0.27% |
1,014,815
+2,253
| +0.2% | +$36.8K |
|
80
Nu Skin
NUS
$252M
| $16.7M | 0.27% |
257,818
-5,335
| -2% | -$300K |
|
81
Coca-Cola
KO
$377B
| $16.7M | 0.27% |
394,080
+61,086
| +18% | +$2.68M |
|
82
Eli Lilly
LLY
$1.02T
| $16.5M | 0.27% |
205,304
+13,085
| +7% | +$1.05M |
|
83
JPMorgan Chase
JPM
$935B
| $16.5M | 0.27% |
247,279
+35,920
| +17% | +$2.34M |
|
84
CVS Health
CVS
$133B
| $16.4M | 0.27% |
184,847
-16,054
| -8% | -$1.52M |
|
|
NIE
85
Virtus Equity & Convertible Income Fund
NIE
$719M
| $16.4M | 0.27% |
878,599
-44,091
| -5% | -$836K |
|
|
RGC
86
DELISTED
Regal Entertainment Group
RGC
| $16.3M | 0.27% |
749,363
-46,167
| -6% | -$1.02M |
|
87
McDonald's
MCD
$192B
| $16.2M | 0.27% |
140,427
-5,849
| -4% | -$693K |
|
88
Invesco Mortgage Capital
IVR
$759M
| $16M | 0.26% |
105,123
-8,798
| -8% | -$1.32M |
|
89
ConocoPhillips
COP
$147B
| $15.9M | 0.26% |
366,865
-149,864
| -29% | -$6.23M |
|
|
MGU
90
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
| $15.9M | 0.26% |
728,878
-58,129
| -7% | -$1.27M |
|
91
Starbucks
SBUX
$120B
| $15.7M | 0.26% |
290,751
-4,409
| -1% | -$247K |
|
92
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
| $15.6M | 0.26% |
1,458,925
-270,794
| -16% | -$2.9M |
|
|
KYE
93
DELISTED
Kayne Anderson Energy
KYE
| $15.3M | 0.25% |
1,306,113
-230,385
| -15% | -$2.53M |
|
|
94
B&G Foods
BGS
$287M
| $15.3M | 0.25% |
310,585
-217,694
| -41% | -$10.5M |
|
|
PPL
95
PPL Corp
PPL
$26.5B
| $15.2M | 0.25% |
440,663
-116,978
| -21% | -$4.21M |
|
96
BlackRock Enhanced Global Dividend Trust
BOE
$673M
| $15.2M | 0.25% |
1,240,977
-41,216
| -3% | -$498K |
|
|
MRCC
97
DELISTED
Monroe Capital Corp
MRCC
| $15.2M | 0.25% |
964,654
-123,371
| -11% | -$1.92M |
|
98
GE Aerospace
GE
$374B
| $15.1M | 0.25% |
106,041
-5,815
| -5% | -$868K |
|
99
Alibaba
BABA
$293B
| $15M | 0.25% |
141,737
-16,015
| -10% | -$1.48M |
|
100
Occidental Petroleum
OXY
$56.8B
| $14.7M | 0.24% |
201,772
-32,750
| -14% | -$2.45M |
|
Similar funds
CM
RCG
GFM
EAM
HPG
BP
EMPI
JWBC
Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.