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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG icon
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Energy 8.55%
2 Industrials 7.3%
3 Healthcare 7.21%
4 Financials 7.09%
5 Technology 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTA
76
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$18.9M 0.34%
1,471,221
+32,974
+2% +$421K
NGLS
77
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$18.9M 0.34%
367,241
+12,084
+3% +$609K
KYN icon
78
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$18.8M 0.33%
524,091
-55,022
-10% -$1.98M
BGS icon
79
B&G Foods
BGS
$303M
$18.7M 0.33%
541,286
+88,606
+20% +$3.08M
OCSL icon
80
Oaktree Specialty Lending
OCSL
$1.05B
$18.6M 0.33%
601,003
-28,952
-5% -$920K
WERN icon
81
Werner Enterprises
WERN
$2.2B
$18.3M 0.33%
786,405
+253,595
+48% +$6.06M
JMF
82
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$18.1M 0.32%
969,784
+15,966
+2% +$315K
GEL icon
83
Genesis Energy
GEL
$1.82B
$17.9M 0.32%
356,838
+11,870
+3% +$598K
OHI icon
84
Omega Healthcare
OHI
$15.3B
$17.8M 0.32%
596,614
+44,045
+8% +$1.34M
WELL icon
85
Welltower
WELL
$174B
$17.6M 0.31%
281,685
+19,960
+8% +$1.27M
NUE icon
86
Nucor
NUE
$58.3B
$17.5M 0.31%
357,899
-103,586
-22% -$4.85M
GLQ
87
Clough Global Equity Fund
GLQ
$151M
$17.2M 0.31%
1,145,550
+122,889
+12% +$1.84M
MGU
88
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$17.1M 0.3%
791,015
+196,817
+33% +$4.16M
MSFT icon
89
Microsoft
MSFT
$2.9T
$16.6M 0.29%
497,548
+7,886
+2% +$259K
DBD
90
DELISTED
Diebold Nixdorf Incorporated
DBD
$16.4M 0.29%
557,127
+98,462
+21% +$3.09M
HQH
91
abrdn Healthcare Investors
HQH
$1.25B
$16.3M 0.29%
694,445
+18,597
+3% +$439K
CY
92
DELISTED
Cypress Semiconductor
CY
$16.1M 0.29%
1,720,341
+605,370
+54% +$7.06M
CVX icon
93
Chevron
CVX
$382B
$16M 0.28%
131,314
-35,507
-21% -$4.36M
JCE icon
94
Nuveen Core Equity Alpha Fund
JCE
$273M
$15.9M 0.28%
1,023,452
+113,808
+13% +$1.79M
NEM icon
95
Newmont
NEM
$96.2B
$15.8M 0.28%
561,471
+234,940
+72% +$6.96M
ARK
96
DELISTED
BLACKROCK SR HIGH INCM FD INC
ARK
$15.8M 0.28%
3,997,488
+198,683
+5% +$790K
TTE icon
97
TotalEnergies
TTE
$193B
$15.7M 0.28%
271,353
+52,174
+24% +$2.82M
HQL
98
abrdn Life Sciences Investors
HQL
$584M
$15.7M 0.28%
812,915
-127,097
-14% -$2.43M
NMFC icon
99
New Mountain Finance
NMFC
$654M
$15.6M 0.28%
1,083,226
+217,953
+25% +$3.17M
HTGC icon
100
Hercules Capital
HTGC
$2.99B
$15.4M 0.27%
1,011,782
+5,765
+0.6% +$83.6K
2 3
4
5 6

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WHRC
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RCG
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GFM
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EAM
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HPG
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BP
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EMPI
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Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Energy at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.