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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
801
DELISTED
WestRock Company
WRK
$1.2M 0.02%
24,814
-1,778
-7% -$79.4K
DHI icon
802
D.R. Horton
DHI
$40.9B
$1.2M 0.02%
39,567
-15,349
-28% -$493K
VRSN icon
803
VeriSign
VRSN
$27B
$1.2M 0.02%
15,278
-3,267
-18% -$262K
EQM
804
DELISTED
EQM Midstream Partners, LP
EQM
$1.19M 0.02%
15,644
+6,503
+71% +$507K
EHI
805
Western Asset Global High Income Fund
EHI
$176M
$1.19M 0.02%
116,387
+39,543
+51% +$398K
PF
806
DELISTED
Pinnacle Foods, Inc.
PF
$1.17M 0.02%
23,395
+7,827
+50% +$388K
DRE
807
DELISTED
Duke Realty Corp.
DRE
$1.17M 0.02%
42,697
+18,394
+76% +$508K
AZO icon
808
AutoZone
AZO
$49B
$1.16M 0.02%
1,515
-575
-28% -$448K
B
809
DELISTED
Barnes Group Inc.
B
$1.16M 0.02%
28,659
-1,355
-5% -$52.6K
TEVA icon
810
Teva Pharmaceuticals
TEVA
$40.1B
$1.16M 0.02%
25,171
+889
+4% +$46.4K
HOLX
811
DELISTED
Hologic
HOLX
$1.16M 0.02%
29,763
-6,484
-18% -$245K
IDE
812
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$1.16M 0.02%
+85,710
New +$1.09M
FAX
813
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$1.15M 0.02%
223,863
+34,350
+18% +$176K
COF icon
814
Capital One
COF
$134B
$1.14M 0.02%
15,880
-14,184
-47% -$974K
FDS icon
815
Factset
FDS
$9.64B
$1.14M 0.02%
7,037
+5,359
+319% +$924K
MJN
816
DELISTED
Mead Johnson Nutrition Company
MJN
$1.14M 0.02%
14,424
-10,364
-42% -$884K
BIT icon
817
BlackRock Multi-Sector Income Trust
BIT
$698M
$1.14M 0.02%
66,540
-866
-1% -$14.7K
AWK icon
818
American Water Works
AWK
$26.1B
$1.14M 0.02%
15,167
+1,089
+8% +$85.2K
TLP
819
DELISTED
Transmontaigne
TLP
$1.13M 0.02%
27,485
+12,650
+85% +$529K
ASR icon
820
Grupo Aeroportuario del Sureste
ASR
$8.3B
$1.13M 0.02%
7,723
+66
+0.9% +$10.1K
HXL icon
821
Hexcel
HXL
$7.76B
$1.12M 0.02%
25,368
+1,927
+8% +$84.4K
WB icon
822
Weibo
WB
$2.01B
$1.12M 0.02%
22,360
+6,329
+39% +$262K
ORCL icon
823
Oracle
ORCL
$409B
$1.12M 0.02%
28,480
-5,210
-15% -$212K
OTEX icon
824
Open Text
OTEX
$6.38B
$1.12M 0.02%
34,446
-12,928
-27% -$404K
CRM icon
825
Salesforce
CRM
$153B
$1.11M 0.02%
15,593
+4,891
+46% +$381K
31 32
33
34 35

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.