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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCC
776
DELISTED
Microsemi Corp
MSCC
$1.3M 0.02%
30,868
+3,747
+14% +$143K
CTAS icon
777
Cintas
CTAS
$81.7B
$1.29M 0.02%
46,012
-10,896
-19% -$298K
AJG icon
778
Arthur J. Gallagher & Co
AJG
$63.9B
$1.29M 0.02%
25,344
-1,152
-4% -$56.9K
KRO icon
779
KRONOS Worldwide
KRO
$706M
$1.29M 0.02%
155,485
-484,850
-76% -$3.43M
CDW icon
780
CDW
CDW
$19B
$1.29M 0.02%
28,136
-1,329
-5% -$58.3K
SKT icon
781
Tanger
SKT
$4.68B
$1.28M 0.02%
32,898
+16,012
+95% +$647K
JFR icon
782
Nuveen Floating Rate Income Fund
JFR
$1.24B
$1.27M 0.02%
115,021
+33,350
+41% +$358K
BAC icon
783
Bank of America
BAC
$438B
$1.26M 0.02%
80,719
-663
-0.8% -$9.87K
CQP icon
784
Cheniere Energy
CQP
$31.9B
$1.26M 0.02%
43,178
+3,884
+10% +$108K
GLPI icon
785
Gaming and Leisure Properties
GLPI
$12.6B
$1.26M 0.02%
37,720
-10,607
-22% -$367K
PANW icon
786
Palo Alto Networks
PANW
$282B
$1.26M 0.02%
47,412
+4,836
+11% +$110K
JRO
787
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$1.26M 0.02%
113,737
+33,548
+42% +$359K
DFS
788
DELISTED
Discover Financial Services
DFS
$1.25M 0.02%
22,184
+3,397
+18% +$195K
RNP icon
789
Cohen & Steers REIT and Preferred and Income Fund
RNP
$985M
$1.25M 0.02%
61,769
-169,730
-73% -$3.54M
IDXX icon
790
Idexx Laboratories
IDXX
$44.7B
$1.24M 0.02%
11,018
-2,486
-18% -$262K
HMC icon
791
Honda
HMC
$38.5B
$1.23M 0.02%
42,580
+7,334
+21% +$210K
FTV icon
792
Fortive
FTV
$18B
$1.23M 0.02%
+38,304
New +$1.23M
MTDR icon
793
Matador Resources
MTDR
$6.06B
$1.23M 0.02%
50,498
-2,689
-5% -$59.1K
MTRX icon
794
Matrix Service
MTRX
$339M
$1.23M 0.02%
65,433
-125,922
-66% -$2.2M
CDK
795
DELISTED
CDK Global, Inc.
CDK
$1.23M 0.02%
21,411
-4,844
-18% -$279K
EMJ
796
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$1.23M 0.02%
83,407
-1,782
-2% -$26.6K
GLQ
797
Clough Global Equity Fund
GLQ
$154M
$1.23M 0.02%
107,616
-7,999
-7% -$89.9K
BCIC
798
BCP Investment Corp
BCIC
$90.4M
$1.22M 0.02%
26,392
-17,335
-40% -$734K
FHY
799
DELISTED
First Trust Strategic High
FHY
$1.22M 0.02%
99,036
+43,871
+80% +$533K
RDS.B
800
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.21M 0.02%
22,908
+5,577
+32% +$299K
30 31
32
33 34

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.