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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQY icon
726
BlackRock MuniYield Quality Fund
MQY
$805M
$1.47M 0.02%
89,183
+61,600
+223% +$1.03M
SPIL
727
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$1.47M 0.02%
198,964
-25,379
-11% -$189K
MANH icon
728
Manhattan Associates
MANH
$11.1B
$1.46M 0.02%
25,337
-5,618
-18% -$338K
BIDU icon
729
Baidu
BIDU
$38.4B
$1.46M 0.02%
8,015
-431
-5% -$74.6K
PRA
730
DELISTED
ProAssurance
PRA
$1.46M 0.02%
27,797
+8,394
+43% +$445K
EFT
731
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$1.46M 0.02%
102,601
+84,974
+482% +$1.19M
NGL icon
732
NGL Energy Partners
NGL
$1.99B
$1.45M 0.02%
77,158
-4,818
-6% -$88.7K
SEE
733
DELISTED
Sealed Air
SEE
$1.45M 0.02%
31,638
-1,847
-6% -$86.9K
DMF
734
DELISTED
BNY Mellon Municipal Income
DMF
$1.45M 0.02%
150,643
+104,051
+223% +$1.03M
OKS
735
DELISTED
Oneok Partners LP
OKS
$1.44M 0.02%
36,073
-2,711
-7% -$108K
HEP
736
DELISTED
Holly Energy Partners, L.P.
HEP
$1.43M 0.02%
42,215
+14,425
+52% +$490K
OTIC
737
DELISTED
Otonomy, Inc.
OTIC
$1.43M 0.02%
78,580
-7,352
-9% -$120K
VFL
738
DELISTED
abrdn National Municipal Income Fund
VFL
$1.42M 0.02%
100,333
-5,050
-5% -$73K
PRU icon
739
Prudential Financial
PRU
$42.8B
$1.42M 0.02%
17,355
+3,151
+22% +$242K
PHF
740
DELISTED
Pacholder High Yield
PHF
$1.41M 0.02%
197,728
-4,266
-2% -$30.5K
ENLK
741
DELISTED
EnLink Midstream Partners, LP
ENLK
$1.41M 0.02%
79,567
-47,457
-37% -$832K
JKHY icon
742
Jack Henry & Associates
JKHY
$11.1B
$1.41M 0.02%
16,447
-1,210
-7% -$106K
RYN icon
743
Rayonier
RYN
$6.46B
$1.41M 0.02%
58,437
-10,148
-15% -$248K
VOD icon
744
Vodafone
VOD
$35.9B
$1.41M 0.02%
48,191
-6,042
-11% -$184K
DMC
745
Del Monte Corp
DMC
$1.42B
$1.4M 0.02%
23,396
-977
-4% -$56.7K
BAX icon
746
Baxter International
BAX
$14.4B
$1.39M 0.02%
29,220
-92,528
-76% -$4.36M
PACW
747
DELISTED
PacWest Bancorp
PACW
$1.39M 0.02%
32,401
+6,168
+24% +$257K
COR icon
748
Cencora
COR
$60.4B
$1.39M 0.02%
17,196
-12,466
-42% -$1.07M
MCHP icon
749
Microchip Technology
MCHP
$40.9B
$1.39M 0.02%
44,646
-33,004
-43% -$960K
LLL
750
DELISTED
L3 Technologies, Inc.
LLL
$1.39M 0.02%
9,205
+307
+3% +$45.8K
28 29
30
31 32

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.