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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+2.8%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$5.63B
AUM Growth
+$340M
Cap. Flow
+$246M
Cap. Flow %
4.36%
Top 10 Hldgs %
8.82%
Holding
1,849
New
84
Increased
766
Reduced
809
Closed
97

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$7.66M
2
FCX icon
Freeport-McMoran
FCX
+$7.29M
3
SIX
Six Flags Entertainment Corp.
SIX
+$7.23M
4
CY
Cypress Semiconductor
CY
+$7.06M
5
NEM icon
Newmont
NEM
+$6.96M

Top Sells

Rank Stock Value
1
WIN
Windstream Holdings Inc
WIN
+$28.7M
2
DLX icon
Deluxe
DLX
+$6.56M
3
BMY icon
Bristol-Myers Squibb
BMY
+$6.37M
4
AVP
Avon Products, Inc.
AVP
+$6.34M
5
LEG icon
Leggett & Platt
LEG
+$6.01M

Sector Composition

Rank Sector Weight
1 Energy 8.55%
2 Industrials 7.3%
3 Healthcare 7.21%
4 Financials 7.09%
5 Technology 6.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
51
SLR Investment Corp
SLRC
$704M
$24.5M 0.44%
1,105,786
+98,663
+10% +$2.23M
PDLI
52
DELISTED
PDL BioPharma, Inc.
PDLI
$24.4M 0.43%
3,062,239
+815,353
+36% +$6.55M
ETW
53
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$23.2M 0.41%
2,050,026
-241,171
-11% -$2.75M
JQC icon
54
Nuveen Credit Strategies Income Fund
JQC
$705M
$23M 0.41%
2,462,353
-108,200
-4% -$1.06M
ETY icon
55
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$22.5M 0.4%
2,229,462
+424,165
+23% +$4.41M
IGD
56
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$22.4M 0.4%
2,486,143
+234,942
+10% +$2.2M
PAYX icon
57
Paychex
PAYX
$43.4B
$22.4M 0.4%
552,095
-135,073
-20% -$5.34M
CEM
58
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$22.4M 0.4%
168,002
-8,667
-5% -$1.18M
FCX icon
59
Freeport-McMoran
FCX
$86.2B
$22M 0.39%
663,865
+238,495
+56% +$7.29M
MFIC icon
60
MidCap Financial Investment
MFIC
$801M
$21.6M 0.38%
883,500
-47,123
-5% -$1.14M
ARR
61
Armour Residential REIT
ARR
$2.32B
$21.6M 0.38%
128,481
+22,203
+21% +$3.81M
BOE icon
62
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$21.1M 0.37%
1,506,875
+358,091
+31% +$4.96M
PNNT
63
Pennant Park Investment Corp
PNNT
$220M
$21M 0.37%
1,863,435
+245,282
+15% +$2.8M
OXSQ icon
64
Oxford Square Capital
OXSQ
$150M
$20.4M 0.36%
2,095,656
+296,247
+16% +$2.91M
APLP
65
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$20.4M 0.36%
701,185
+53,494
+8% +$1.56M
FCRD
66
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$20M 0.36%
1,280,150
+123,971
+11% +$1.93M
BKE icon
67
Buckle
BKE
$2.32B
$20M 0.35%
378,341
+2,109
+0.6% +$111K
KRO icon
68
KRONOS Worldwide
KRO
$712M
$19.9M 0.35%
1,283,102
+415,526
+48% +$6.55M
JTD
69
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$19.8M 0.35%
1,356,085
-49,707
-4% -$745K
NTG
70
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$19.8M 0.35%
73,073
+11,165
+18% +$3.17M
SIX
71
DELISTED
Six Flags Entertainment Corp.
SIX
$19.8M 0.35%
584,814
+204,368
+54% +$7.23M
ETV
72
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.66B
$19.5M 0.35%
1,488,925
-232,306
-13% -$3.08M
BGY icon
73
BlackRock Enhanced International Dividend Trust
BGY
$509M
$19.4M 0.34%
2,521,892
+547,916
+28% +$4.19M
NGZ
74
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
$19.1M 0.34%
1,260,876
+372,058
+42% +$5.44M
AWP
75
abrdn Global Premier Properties Fund
AWP
$376M
$18.9M 0.34%
875,231
+12,236
+1% +$266K
1 2
3
4 5

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RCG
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GFM
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EAM
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HPG
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BP
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EMPI
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Advisors Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Advisors Asset Management held 1,849 positions worth $5.63B, up 6.4% from $5.29B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

Advisors Asset Management deployed $246M of net new capital in Q3 2013, opening 84 new positions and adding to 766 existing holdings. Its largest new stake was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.

By sector, the portfolio is most concentrated in Energy at 8.6% of assets, up from 8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Windstream Holdings Inc, an estimated $28.7M trimmed.

  • Advisors Asset Management's largest Q3 2013 buy was Neuberger Energy Infrastructure and Income Fund Inc: 195,385 shares worth $3.67M.
  • Advisors Asset Management added most to DuPont de Nemours in Q3 2013, an estimated $7.66M increase.
  • Advisors Asset Management's biggest Q3 2013 reduction was Windstream Holdings Inc, cutting an estimated $28.7M.
  • Advisors Asset Management fully exited NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM in Q3 2013, selling an estimated $3.39M.
  • Advisors Asset Management's ten largest holdings make up 8.8% of its $5.63B portfolio in Q3 2013.
  • Advisors Asset Management opened 84 new positions and closed 97 in Q3 2013.
  • Advisors Asset Management's portfolio value rose 6.4% quarter-over-quarter to $5.63B.

Based on Advisors Asset Management's 13F filing for Q3 2013, filed 15 Nov 2013.