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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSL icon
651
Sasol
SSL
$7.5B
$1.83M 0.03%
67,128
-63,820
-49% -$1.72M
DD
652
DELISTED
Du Pont De Nemours E I
DD
$1.83M 0.03%
27,355
-6,732
-20% -$457K
CCD
653
Calamos Dynamic Convertible & Income Fund
CCD
$707M
$1.82M 0.03%
98,117
+16,394
+20% +$310K
EEP
654
DELISTED
Enbridge Energy Partners
EEP
$1.81M 0.03%
71,304
-32,720
-31% -$786K
LKQ icon
655
LKQ Corp
LKQ
$5.68B
$1.81M 0.03%
51,008
-9,163
-15% -$318K
TEI
656
Templeton Emerging Markets Income Fund
TEI
$314M
$1.8M 0.03%
163,957
-6,580
-4% -$71.8K
OIA icon
657
Invesco Municipal Income Opportunities Trust
OIA
$289M
$1.8M 0.03%
217,318
-10,938
-5% -$89.1K
SWKS icon
658
Skyworks Solutions
SWKS
$9.37B
$1.79M 0.03%
23,511
-10,318
-31% -$719K
ARLP icon
659
Alliance Resource Partners
ARLP
$3.34B
$1.79M 0.03%
80,665
-30,001
-27% -$589K
GRMN
660
Garmin
GRMN
$56.7B
$1.78M 0.03%
37,064
-6,612
-15% -$326K
STLD icon
661
Steel Dynamics
STLD
$36B
$1.78M 0.03%
71,256
+3,021
+4% +$77.1K
ALNY icon
662
Alnylam Pharmaceuticals
ALNY
$27.5B
$1.78M 0.03%
26,226
-21,893
-45% -$1.54M
DHY
663
Credit Suisse High Yield Credit Fund
DHY
$242M
$1.77M 0.03%
685,528
-31,600
-4% -$81K
HBAN icon
664
Huntington Bancshares
HBAN
$34.4B
$1.76M 0.03%
178,369
+10,766
+6% +$103K
NFLX icon
665
Netflix
NFLX
$299B
$1.75M 0.03%
177,850
+3,800
+2% +$36.3K
BHI
666
DELISTED
Baker Hughes
BHI
$1.75M 0.03%
34,690
+12,985
+60% +$625K
BCE icon
667
BCE
BCE
$20.2B
$1.75M 0.03%
37,855
-4,828
-11% -$229K
ORAN
668
DELISTED
Orange
ORAN
$1.74M 0.03%
111,649
-27,580
-20% -$425K
GNTX icon
669
Gentex
GNTX
$4.97B
$1.74M 0.03%
98,985
-7,673
-7% -$133K
ZLTQ
670
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
$1.74M 0.03%
44,321
-3,173
-7% -$113K
GMZ
671
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$1.73M 0.03%
26,007
-19,038
-42% -$1.26M
CAH icon
672
Cardinal Health
CAH
$53.9B
$1.73M 0.03%
22,237
-11,724
-35% -$947K
GEL icon
673
Genesis Energy
GEL
$1.87B
$1.72M 0.03%
45,224
+10,123
+29% +$371K
DE icon
674
Deere & Co
DE
$160B
$1.71M 0.03%
20,087
-9,411
-32% -$770K
BKN
675
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$1.71M 0.03%
99,959
-1,790
-2% -$31.1K
25 26
27
28 29

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.