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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDFC icon
601
WD-40
WDFC
$3.05B
$2.19M 0.04%
19,454
+1,500
+8% +$175K
SPGI icon
602
S&P Global
SPGI
$121B
$2.18M 0.04%
17,190
+5,942
+53% +$714K
RLJ icon
603
RLJ Lodging Trust
RLJ
$1.86B
$2.13M 0.04%
101,403
-53,121
-34% -$1.21M
CNI icon
604
Canadian National Railway
CNI
$76.9B
$2.12M 0.03%
32,455
-9,968
-23% -$629K
OHI icon
605
Omega Healthcare
OHI
$15.1B
$2.11M 0.03%
59,524
-6,517
-10% -$232K
SU icon
606
Suncor Energy
SU
$79.4B
$2.1M 0.03%
75,775
-59,349
-44% -$1.62M
AGR
607
DELISTED
Avangrid, Inc.
AGR
$2.1M 0.03%
50,294
-3,122
-6% -$136K
OGE icon
608
OGE Energy
OGE
$9.78B
$2.09M 0.03%
66,098
+5,033
+8% +$159K
EVJ
609
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$2.08M 0.03%
149,449
-2,487
-2% -$34.8K
CHKP icon
610
Check Point Software Technologies
CHKP
$13B
$2.08M 0.03%
26,744
-2,139
-7% -$166K
CBRE icon
611
CBRE Group
CBRE
$42.5B
$2.07M 0.03%
73,975
+31,618
+75% +$902K
SJR
612
DELISTED
Shaw Communications Inc.
SJR
$2.06M 0.03%
100,793
-12,582
-11% -$251K
HSBC icon
613
HSBC
HSBC
$365B
$2.06M 0.03%
60,584
-5,033
-8% -$158K
OXSQ icon
614
Oxford Square Capital
OXSQ
$163M
$2.05M 0.03%
352,840
-165,031
-32% -$969K
MKSI icon
615
MKS Inc
MKSI
$20.1B
$2.05M 0.03%
41,236
-3,102
-7% -$146K
RHT
616
DELISTED
Red Hat Inc
RHT
$2.04M 0.03%
25,211
-1,208
-5% -$89.9K
DGX icon
617
Quest Diagnostics
DGX
$25.7B
$2.04M 0.03%
24,059
+11,753
+96% +$987K
SCG
618
DELISTED
Scana
SCG
$2.03M 0.03%
27,999
-5,680
-17% -$415K
CCA
619
DELISTED
MFS California Municipal Fund
CCA
$2.02M 0.03%
145,606
-7,280
-5% -$101K
MFA
620
MFA Financial
MFA
$926M
$2.02M 0.03%
67,599
+9,289
+16% +$282K
APH icon
621
Amphenol
APH
$198B
$2.02M 0.03%
124,352
+17,308
+16% +$263K
NGG icon
622
National Grid
NGG
$80.4B
$2.01M 0.03%
29,330
-5,103
-15% -$353K
NWE icon
623
NorthWestern Energy
NWE
$4.23B
$2M 0.03%
34,783
+4,300
+14% +$256K
VVC
624
DELISTED
Vectren Corporation
VVC
$2M 0.03%
39,738
+118
+0.3% +$5.98K
MDU icon
625
MDU Resources
MDU
$4.17B
$1.99M 0.03%
206,057
-66,770
-24% -$610K
23 24
25
26 27

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.