We are live on ! Find out more
AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
576
Diamondback Energy
FANG
$57.1B
$2.4M 0.04%
24,838
+7,215
+41% +$664K
LOW icon
577
Lowe's Companies
LOW
$117B
$2.39M 0.04%
33,149
+8
+0% +$622
CHT icon
578
Chunghwa Telecom
CHT
$33.1B
$2.39M 0.04%
68,123
+7,848
+13% +$285K
TAP icon
579
Molson Coors Class B
TAP
$7.79B
$2.36M 0.04%
21,516
+10,445
+94% +$1.06M
AMLP icon
580
Alerian MLP ETF
AMLP
$13B
$2.35M 0.04%
37,115
-663
-2% -$41.9K
EA icon
581
Electronic Arts
EA
$53B
$2.35M 0.04%
27,558
+9,637
+54% +$771K
ROP icon
582
Roper Technologies
ROP
$38.8B
$2.32M 0.04%
12,709
-777
-6% -$135K
HTGC icon
583
Hercules Capital
HTGC
$3.07B
$2.32M 0.04%
170,933
+78,402
+85% +$1.05M
GEQ
584
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$2.3M 0.04%
+136,565
New +$2.26M
DOC
585
DELISTED
PHYSICIANS REALTY TRUST
DOC
$2.3M 0.04%
106,621
+26,698
+33% +$565K
PSX icon
586
Phillips 66
PSX
$84.9B
$2.29M 0.04%
28,490
+8,748
+44% +$680K
LSI
587
DELISTED
Life Storage, Inc.
LSI
$2.29M 0.04%
38,640
+3,829
+11% +$245K
TDY icon
588
Teledyne Technologies
TDY
$30.4B
$2.28M 0.04%
21,133
+221
+1% +$23.3K
ANDV
589
DELISTED
Andeavor
ANDV
$2.27M 0.04%
28,586
-43,593
-60% -$3.36M
BSD
590
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$2.27M 0.04%
151,842
-57,862
-28% -$876K
EXC icon
591
Exelon
EXC
$47.2B
$2.26M 0.04%
95,270
-8,950
-9% -$225K
TMUS icon
592
T-Mobile US
TMUS
$185B
$2.26M 0.04%
48,390
+19,680
+69% +$903K
CEO
593
DELISTED
CNOOC Limited
CEO
$2.24M 0.04%
17,729
+8,040
+83% +$986K
PHG icon
594
Philips
PHG
$25.7B
$2.24M 0.04%
102,245
-16,096
-14% -$330K
PLOW icon
595
Douglas Dynamics
PLOW
$1.02B
$2.23M 0.04%
69,779
+21,244
+44% +$636K
TSLX icon
596
Sixth Street Specialty
TSLX
$1.63B
$2.23M 0.04%
123,085
+22,836
+23% +$408K
NXRT
597
NexPoint Residential Trust
NXRT
$666M
$2.22M 0.04%
112,971
-139,809
-55% -$2.79M
ALXN
598
DELISTED
Alexion Pharmaceuticals
ALXN
$2.2M 0.04%
17,939
-4,608
-20% -$593K
AVY icon
599
Avery Dennison
AVY
$13B
$2.19M 0.04%
28,194
+2,354
+9% +$180K
GPN icon
600
Global Payments
GPN
$23B
$2.19M 0.04%
28,501
-17,165
-38% -$1.29M
22 23
24
25 26

Similar funds

CM
CastleKnight Management New York $6B AUM 121.87% 1-Year Est. Return
RCG
Ruane, Cunniff & Goldfarb New York $6.03B AUM 12.06% 1-Year Est. Return
GFM
GF Fund Management Guangzhou, China $5.98B AUM 80.99% 1-Year Est. Return
EAM
Eventide Asset Management Boston, Massachusetts $6.05B AUM 76.64% 1-Year Est. Return
HPG
Harvest Portfolios Group Oakville, Ontario, Canada $6.06B AUM 16.63% 1-Year Est. Return
BP
BC Partners New York $5.96B AUM 15.21% 1-Year Est. Return
EMPI
Elo Mutual Pension Insurance Espoo, Finland $6.06B AUM 24.33% 1-Year Est. Return
JWBC
John W. Bristol & Co New York $6.08B AUM 16.51% 1-Year Est. Return

Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.