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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Healthcare 9.54%
2 Technology 9.05%
3 Financials 8.09%
4 Industrials 7.79%
5 Consumer Discretionary 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
526
Ellsworth Growth & Income Fund
ECF
$166M
$2.73M 0.04%
332,908
-32,289
-9% -$266K
BMRN icon
527
BioMarin Pharmaceuticals
BMRN
$11.6B
$2.71M 0.04%
29,298
-9,929
-25% -$935K
TSM icon
528
TSMC
TSM
$2.1T
$2.7M 0.04%
88,311
-10,332
-10% -$295K
CAJ
529
DELISTED
Canon, Inc.
CAJ
$2.7M 0.04%
93,034
-17,129
-16% -$489K
EIX icon
530
Edison International
EIX
$28.2B
$2.7M 0.04%
37,375
+1,315
+4% +$98.7K
NS
531
DELISTED
NuStar Energy L.P.
NS
$2.69M 0.04%
54,312
-33,211
-38% -$1.6M
PBH icon
532
Prestige Consumer Healthcare
PBH
$2.38B
$2.69M 0.04%
55,743
-3,598
-6% -$182K
HAL icon
533
Halliburton
HAL
$26.9B
$2.69M 0.04%
59,844
-31,490
-34% -$1.37M
CHY
534
Calamos Convertible and High Income Fund
CHY
$1.01B
$2.67M 0.04%
242,029
+91,275
+61% +$1.02M
MCO icon
535
Moody's
MCO
$82.8B
$2.66M 0.04%
24,603
-14,433
-37% -$1.52M
POT
536
DELISTED
Potash Corp Of Saskatchewan
POT
$2.64M 0.04%
161,786
-35,087
-18% -$579K
SFL icon
537
SFL Corp
SFL
$1.64B
$2.63M 0.04%
178,883
-1,475
-0.8% -$22.1K
LRCX icon
538
Lam Research
LRCX
$367B
$2.63M 0.04%
277,770
-54,240
-16% -$494K
RJF icon
539
Raymond James Financial
RJF
$33.8B
$2.63M 0.04%
67,746
-6,570
-9% -$242K
BHK icon
540
BlackRock Core Bond Trust
BHK
$643M
$2.62M 0.04%
184,494
-107,337
-37% -$1.52M
PFPT
541
DELISTED
Proofpoint, Inc.
PFPT
$2.59M 0.04%
34,642
+13,972
+68% +$1.03M
FFIV icon
542
F5
FFIV
$22.9B
$2.58M 0.04%
20,727
-12,890
-38% -$1.56M
SYNH
543
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$2.58M 0.04%
57,868
-22,661
-28% -$983K
CXO
544
DELISTED
CONCHO RESOURCES INC.
CXO
$2.57M 0.04%
18,733
+7,395
+65% +$937K
MSM icon
545
MSC Industrial Direct
MSM
$6.89B
$2.56M 0.04%
34,921
+9,350
+37% +$679K
WIW
546
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$505M
$2.56M 0.04%
229,133
+9,858
+4% +$110K
TRI icon
547
Thomson Reuters
TRI
$42.8B
$2.56M 0.04%
53,306
-8,471
-14% -$410K
ELV icon
548
Elevance Health
ELV
$81.5B
$2.55M 0.04%
20,362
-5,867
-22% -$758K
JQC icon
549
Nuveen Credit Strategies Income Fund
JQC
$704M
$2.53M 0.04%
298,659
-250,074
-46% -$2.09M
TTC icon
550
Toro Company
TTC
$8.75B
$2.53M 0.04%
54,075
+1,745
+3% +$81.7K
20 21
22
23 24

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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.