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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BRW
501
Saba Capital Income & Opportunities Fund
BRW
$336M
| $2.99M | 0.05% |
283,146
+46,104
| +19% | +$480K |
|
502
American Financial Group
AFG
$11.8B
| $2.98M | 0.05% |
39,749
-5,610
| -12% | -$414K |
|
503
Tyson Foods
TSN
$20.4B
| $2.97M | 0.05% |
39,746
-8,345
| -17% | -$612K |
|
504
Illumina
ILMN
$31B
| $2.96M | 0.05% |
16,778
-4,940
| -23% | -$790K |
|
|
AET
505
DELISTED
Aetna Inc
AET
| $2.96M | 0.05% |
25,667
+1,863
| +8% | +$218K |
|
506
Align Technology
ALGN
$12.1B
| $2.96M | 0.05% |
31,515
+6,354
| +25% | +$575K |
|
507
W.W. Grainger
GWW
$65.3B
| $2.95M | 0.05% |
13,110
+1,764
| +16% | +$396K |
|
|
INF
508
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
| $2.94M | 0.05% |
214,231
-62,190
| -22% | -$841K |
|
509
Best Buy
BBY
$18.2B
| $2.94M | 0.05% |
76,888
-4,165
| -5% | -$146K |
|
|
NRO
510
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
| $2.92M | 0.05% |
538,216
-122,910
| -19% | -$678K |
|
|
BCV
511
Bancroft Fund
BCV
$133M
| $2.92M | 0.05% |
139,024
-16,106
| -10% | -$327K |
|
512
AB InBev
BUD
$170B
| $2.92M | 0.05% |
22,194
+3,386
| +18% | +$428K |
|
513
Equinor
EQNR
$97.7B
| $2.91M | 0.05% |
173,289
-78,097
| -31% | -$1.27M |
|
|
WP
514
DELISTED
Worldpay, Inc.
WP
| $2.89M | 0.05% |
51,407
+1,011
| +2% | +$56.1K |
|
|
THQ
515
abrdn Healthcare Opportunities Fund
THQ
$777M
| $2.88M | 0.05% |
165,026
-4,469
| -3% | -$77.7K |
|
516
Regeneron Pharmaceuticals
REGN
$78.5B
| $2.88M | 0.05% |
7,165
-1,735
| -19% | -$696K |
|
517
Ameren
AEE
$30.3B
| $2.83M | 0.05% |
57,570
-3,985
| -6% | -$203K |
|
518
Keurig Dr Pepper
KDP
$42.3B
| $2.83M | 0.05% |
30,943
+1,254
| +4% | +$119K |
|
|
PBCT
519
DELISTED
People's United Financial Inc
PBCT
| $2.81M | 0.05% |
177,659
+1,289
| +0.7% | +$20K |
|
|
ETO
520
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
| $2.8M | 0.05% |
129,152
-15,468
| -11% | -$344K |
|
|
EVG
521
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
| $2.79M | 0.05% |
203,542
-52,960
| -21% | -$721K |
|
522
Sumitomo Mitsui Financial
SMFG
$164B
| $2.76M | 0.05% |
408,859
-16,747
| -4% | -$109K |
|
523
Rio Tinto
RIO
$158B
| $2.76M | 0.05% |
82,561
-14,887
| -15% | -$474K |
|
|
CHI
524
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
| $2.73M | 0.04% |
264,053
+26,912
| +11% | +$280K |
|
525
Snap-on
SNA
$21.2B
| $2.73M | 0.04% |
17,953
-3,623
| -17% | -$560K |
|
Similar funds
CM
RCG
GFM
EAM
HPG
BP
EMPI
JWBC
Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.