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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$7.25B
AUM Growth
+$37.6M
Cap. Flow
+$317M
Cap. Flow %
4.37%
Top 10 Hldgs %
9.11%
Holding
1,868
New
93
Increased
774
Reduced
818
Closed
95

Top Buys

Rank Stock Value
1
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$10.4M
2
CLF icon
Cleveland-Cliffs
CLF
+$10.2M
3
DRI icon
Darden Restaurants
DRI
+$9.85M
4
NML
Neuberger Energy Infrastructure and Income Fund Inc
NML
+$9.82M
5
MATV icon
Mativ Holdings
MATV
+$9.82M

Top Sells

Rank Stock Value
1
PBI icon
Pitney Bowes
PBI
+$13.6M
2
ISIL
Intersil Corp
ISIL
+$11.4M
3
DD icon
DuPont de Nemours
DD
+$11.4M
4
LMT icon
Lockheed Martin
LMT
+$11.3M
5
LXK
Lexmark Intl Inc
LXK
+$10.2M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Healthcare 8.24%
3 Financials 7.23%
4 Industrials 6.78%
5 Technology 6.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKQ icon
501
Invesco Municipal Trust
VKQ
$541M
$2.71M 0.04%
215,529
+81,821
+61% +$1.01M
RKT
502
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$2.7M 0.04%
56,824
-4,944
-8% -$245K
AMT icon
503
American Tower
AMT
$80.8B
$2.7M 0.04%
28,866
+54
+0.2% +$5.14K
ED icon
504
Consolidated Edison
ED
$40.1B
$2.7M 0.04%
47,652
+18,208
+62% +$1.03M
CHT icon
505
Chunghwa Telecom
CHT
$33.1B
$2.69M 0.04%
89,794
-19,108
-18% -$590K
OHAI
506
DELISTED
OHA Investment Corporation
OHAI
$2.69M 0.04%
434,460
-25,066
-5% -$159K
KDP icon
507
Keurig Dr Pepper
KDP
$42.3B
$2.68M 0.04%
41,604
+1,551
+4% +$94.8K
F icon
508
Ford
F
$58.5B
$2.67M 0.04%
180,327
+10,745
+6% +$184K
LSI
509
DELISTED
Life Storage, Inc.
LSI
$2.66M 0.04%
53,694
+13,084
+32% +$672K
MMD
510
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
$2.65M 0.04%
148,188
+15,642
+12% +$275K
CBRL icon
511
Cracker Barrel
CBRL
$1.26B
$2.64M 0.04%
25,600
+8,525
+50% +$853K
SNDK
512
DELISTED
SANDISK CORP
SNDK
$2.64M 0.04%
26,941
+10,628
+65% +$1.04M
BCR
513
DELISTED
CR Bard Inc.
BCR
$2.64M 0.04%
18,478
+2,303
+14% +$340K
CYT
514
DELISTED
CYTEC INDS INC
CYT
$2.63M 0.04%
55,609
+21,747
+64% +$1.12M
MYC
515
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$2.62M 0.04%
173,233
+44,966
+35% +$674K
MFL
516
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.62M 0.04%
188,745
+19,942
+12% +$274K
SPXC icon
517
SPX Corp
SPXC
$11B
$2.62M 0.04%
110,831
+13,522
+14% +$351K
BHP icon
518
BHP
BHP
$215B
$2.61M 0.04%
52,484
+18,860
+56% +$1.1M
MUE
519
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$2.6M 0.04%
196,113
+21,214
+12% +$277K
GT icon
520
Goodyear
GT
$2B
$2.6M 0.04%
115,162
+11,753
+11% +$302K
HNP
521
DELISTED
Huaneng Power Intl, Inc.
HNP
$2.59M 0.04%
59,420
+7,136
+14% +$334K
NTT
522
DELISTED
Nippon Telegraph & Telephone
NTT
$2.59M 0.04%
83,221
-7,806
-9% -$255K
VRTX icon
523
Vertex Pharmaceuticals
VRTX
$121B
$2.59M 0.04%
23,044
+9,128
+66% +$869K
APC
524
DELISTED
Anadarko Petroleum
APC
$2.59M 0.04%
25,500
-3,702
-13% -$399K
VLT icon
525
Invesco High Income Trust II
VLT
$64.9M
$2.58M 0.04%
165,997
-45,581
-22% -$749K
19 20
21
22 23

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Advisors Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Advisors Asset Management held 1,868 positions worth $7.25B, up 0.52% from $7.21B the previous quarter. Its ten largest holdings account for 9.1% of the portfolio.

Advisors Asset Management deployed $317M of net new capital in Q3 2014, opening 93 new positions and adding to 774 existing holdings. Its largest new stake was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, down from 9.8% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Pitney Bowes, an estimated $13.6M trimmed.

  • Advisors Asset Management's largest Q3 2014 buy was BLACKROCK REAL ASSET EQUITY TRUST: 893,890 shares worth $7.57M.
  • Advisors Asset Management added most to Allspring Global Dividend Opportunity Fund in Q3 2014, an estimated $10.4M increase.
  • Advisors Asset Management's biggest Q3 2014 reduction was Pitney Bowes, cutting an estimated $13.6M.
  • Advisors Asset Management fully exited Drive Shack Inc. in Q3 2014, selling an estimated $6.55M.
  • Advisors Asset Management's ten largest holdings make up 9.1% of its $7.25B portfolio in Q3 2014.
  • Advisors Asset Management opened 93 new positions and closed 95 in Q3 2014.
  • Advisors Asset Management's portfolio value rose 0.52% quarter-over-quarter to $7.25B.

Based on Advisors Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.