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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.2B
AUM Growth
+$571M
Cap. Flow
+$261M
Cap. Flow %
4.21%
Top 10 Hldgs %
9.26%
Holding
1,800
New
48
Increased
840
Reduced
732
Closed
44

Top Buys

Rank Stock Value
1
DSU icon
BlackRock Debt Strategies Fund
DSU
+$18.1M
2
KMI icon
Kinder Morgan
KMI
+$8.22M
3
DD icon
DuPont de Nemours
DD
+$8.13M
4
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$8.11M
5
SIX
Six Flags Entertainment Corp.
SIX
+$8.1M

Top Sells

Rank Stock Value
1
ARK
BLACKROCK SR HIGH INCM FD INC
ARK
+$15.8M
2
NAI
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
+$10.1M
3
BMY icon
Bristol-Myers Squibb
BMY
+$8.75M
4
SE
Spectra Energy Corp Wi
SE
+$7.29M
5
SON icon
Sonoco
SON
+$7.04M

Sector Composition

Rank Sector Weight
1 Energy 8.89%
2 Industrials 8.18%
3 Healthcare 7.35%
4 Financials 6.99%
5 Technology 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
26
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$34.9M 0.56%
1,657,036
+50,815
+3% +$1.14M
POM
27
DELISTED
PEPCO HOLDINGS, INC.
POM
$34.2M 0.55%
1,786,970
+97,277
+6% +$1.84M
DD
28
DELISTED
Du Pont De Nemours E I
DD
$33.6M 0.54%
545,204
+22,647
+4% +$1.31M
ISIL
29
DELISTED
Intersil Corp
ISIL
$33.4M 0.54%
2,913,876
+100,393
+4% +$1.09M
FCX icon
30
Freeport-McMoran
FCX
$91.2B
$33.4M 0.54%
884,264
+220,399
+33% +$7.81M
LUMN icon
31
Lumen
LUMN
$6.76B
$33.3M 0.54%
1,046,120
+105,385
+11% +$3.37M
AGC
32
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$33.2M 0.53%
4,558,423
+743,806
+19% +$5.28M
TE
33
DELISTED
TECO ENERGY INC
TE
$33.1M 0.53%
1,922,715
+132,233
+7% +$2.26M
DSU icon
34
BlackRock Debt Strategies Fund
DSU
$591M
$33M 0.53%
2,760,664
+1,500,091
+119% +$18.1M
KRO icon
35
KRONOS Worldwide
KRO
$717M
$32.6M 0.53%
1,712,414
+429,312
+33% +$6.78M
WTI icon
36
W&T Offshore
WTI
$515M
$32.1M 0.52%
2,005,481
+173,630
+9% +$3.1M
AGNC icon
37
AGNC Investment
AGNC
$12.7B
$31.9M 0.51%
1,653,990
+129,673
+9% +$2.76M
BOE icon
38
BlackRock Enhanced Global Dividend Trust
BOE
$675M
$30.9M 0.5%
2,066,535
+559,660
+37% +$8.11M
DO
39
DELISTED
Diamond Offshore Drilling
DO
$30.9M 0.5%
542,434
+38,154
+8% +$2.3M
EXC icon
40
Exelon
EXC
$46.6B
$30.5M 0.49%
1,560,528
+295,229
+23% +$5.94M
GE icon
41
GE Aerospace
GE
$368B
$30.1M 0.49%
224,048
-37,915
-14% -$4.78M
MCHP icon
42
Microchip Technology
MCHP
$40.7B
$30M 0.48%
1,342,354
-96,858
-7% -$2.03M
SIX
43
DELISTED
Six Flags Entertainment Corp.
SIX
$29.8M 0.48%
809,670
+224,856
+38% +$8.1M
ARCC icon
44
Ares Capital
ARCC
$13.5B
$29.6M 0.48%
1,665,158
-56,094
-3% -$989K
ETY icon
45
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$29.2M 0.47%
2,671,623
+442,161
+20% +$4.72M
TOO
46
DELISTED
Teekay Offshore Partners L.P.
TOO
$28.8M 0.46%
871,442
-10,788
-1% -$352K
FE icon
47
FirstEnergy
FE
$28.2B
$28.6M 0.46%
868,167
+81,818
+10% +$2.88M
CYS
48
DELISTED
CYS Investments Inc.
CYS
$28.3M 0.46%
3,819,190
+453,741
+13% +$3.65M
KYE
49
DELISTED
Kayne Anderson Energy
KYE
$28.2M 0.46%
1,032,681
-147,924
-13% -$4.1M
PDLI
50
DELISTED
PDL BioPharma, Inc.
PDLI
$28.2M 0.45%
3,342,638
+280,399
+9% +$2.36M
1
2
3 4 5

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GFM
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EAM
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HPG
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BP
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EMPI
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JWBC
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Advisors Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Advisors Asset Management held 1,800 positions worth $6.2B, up 10% from $5.63B the previous quarter. Its ten largest holdings account for 9.3% of the portfolio.

Advisors Asset Management deployed $261M of net new capital in Q4 2013, opening 48 new positions and adding to 840 existing holdings. Its largest new stake was Ambev: 675,849 shares worth $4.97M.

By sector, the portfolio is most concentrated in Energy at 8.9% of assets, up from 8.6% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Bristol-Myers Squibb, an estimated $8.75M trimmed.

  • Advisors Asset Management's largest Q4 2013 buy was Ambev: 675,849 shares worth $4.97M.
  • Advisors Asset Management added most to BlackRock Debt Strategies Fund in Q4 2013, an estimated $18.1M increase.
  • Advisors Asset Management's biggest Q4 2013 reduction was Bristol-Myers Squibb, cutting an estimated $8.75M.
  • Advisors Asset Management fully exited BLACKROCK SR HIGH INCM FD INC in Q4 2013, selling an estimated $15.8M.
  • Advisors Asset Management's ten largest holdings make up 9.3% of its $6.2B portfolio in Q4 2013.
  • Advisors Asset Management opened 48 new positions and closed 44 in Q4 2013.
  • Advisors Asset Management's portfolio value rose 10% quarter-over-quarter to $6.2B.

Based on Advisors Asset Management's 13F filing for Q4 2013, filed 3 Feb 2014.