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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
451
Labcorp
LH
$25B
| $3.61M | 0.06% |
30,588
-6,348
| -17% | -$748K |
|
|
NXJ
452
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
| $3.61M | 0.06% |
243,178
-42,339
| -15% | -$646K |
|
|
ACAS
453
DELISTED
American Capital Ltd
ACAS
| $3.6M | 0.06% |
212,956
-101,583
| -32% | -$1.68M |
|
454
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
| $3.59M | 0.06% |
174,082
-162,437
| -48% | -$3.17M |
|
455
Plains All American Pipeline
PAA
$17.3B
| $3.58M | 0.06% |
114,126
-28,386
| -20% | -$812K |
|
|
NXDT
456
NexPoint Diversified Real Estate Trust
NXDT
$234M
| $3.57M | 0.06% |
160,664
-212,790
| -57% | -$4.66M |
|
457
KNOT Offshore Partners
KNOP
$372M
| $3.57M | 0.06% |
170,882
-79,905
| -32% | -$1.52M |
|
|
ACV
458
Virtus Diversified Income & Convertible Fund
ACV
$278M
| $3.55M | 0.06% |
186,569
+51,810
| +38% | +$972K |
|
459
Oaktree Specialty Lending
OCSL
$1.02B
| $3.51M | 0.06% |
201,323
-184,771
| -48% | -$3.17M |
|
460
BlackRock Enhanced International Dividend Trust
BGY
$524M
| $3.47M | 0.06% |
584,931
-45,364
| -7% | -$266K |
|
461
Flowers Foods
FLO
$1.49B
| $3.47M | 0.06% |
229,437
+221,913
| +2,949% | +$3.68M |
|
|
OA
462
DELISTED
Orbital ATK, Inc.
OA
| $3.47M | 0.06% |
45,470
-5,083
| -10% | -$405K |
|
463
Ingredion
INGR
$6.27B
| $3.42M | 0.06% |
25,739
+3,584
| +16% | +$479K |
|
|
ERH
464
Allspring Utilities & High Income Fund
ERH
$105M
| $3.39M | 0.06% |
273,572
-8,216
| -3% | -$108K |
|
465
Vulcan Materials
VMC
$34.8B
| $3.39M | 0.06% |
29,794
+2,735
| +10% | +$322K |
|
466
Sanofi
SNY
$103B
| $3.38M | 0.06% |
88,542
-1,120
| -1% | -$44.9K |
|
467
Invesco High Income Trust II
VLT
$64.9M
| $3.38M | 0.06% |
231,056
-153,810
| -40% | -$2.19M |
|
468
Martin Marietta Materials
MLM
$31.5B
| $3.36M | 0.06% |
18,784
-2,376
| -11% | -$454K |
|
469
Steris
STE
$22.3B
| $3.36M | 0.06% |
45,965
-18,410
| -29% | -$1.3M |
|
470
BlackRock Energy and Resources Trust
BGR
$421M
| $3.35M | 0.06% |
231,442
-3,333
| -1% | -$46.9K |
|
|
CXE
471
DELISTED
MFS High Income Municipal Trust
CXE
| $3.34M | 0.05% |
622,470
-21,214
| -3% | -$115K |
|
|
ASG
472
Liberty All-Star Growth Fund
ASG
$328M
| $3.32M | 0.05% |
770,235
-345,520
| -31% | -$1.47M |
|
473
Agree Realty
ADC
$9.34B
| $3.31M | 0.05% |
67,046
+3,623
| +6% | +$177K |
|
474
Abbott
ABT
$183B
| $3.29M | 0.05% |
77,864
-6,331
| -8% | -$271K |
|
475
Parker-Hannifin
PH
$123B
| $3.29M | 0.05% |
26,189
-1,597
| -6% | -$190K |
|
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JWBC
Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.