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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
EOG Resources
EOG
$79.2B
| $4.29M | 0.07% |
44,382
-42,569
| -49% | -$3.74M |
|
402
Intuitive Surgical
ISRG
$127B
| $4.28M | 0.07% |
53,181
-9,036
| -15% | -$692K |
|
|
CHW
403
Calamos Global Dynamic Income Fund
CHW
$530M
| $4.24M | 0.07% |
564,847
-296,558
| -34% | -$2.18M |
|
|
RAI
404
DELISTED
Reynolds American Inc
RAI
| $4.2M | 0.07% |
89,125
-26,606
| -23% | -$1.33M |
|
|
CEV
405
Eaton Vance California Municipal Income Trust
CEV
$70.7M
| $4.19M | 0.07% |
303,498
+45,966
| +18% | +$647K |
|
406
NXP Semiconductors
NXPI
$57.8B
| $4.19M | 0.07% |
41,113
+7,484
| +22% | +$634K |
|
407
TJX Companies
TJX
$174B
| $4.18M | 0.07% |
111,706
+10,722
| +11% | +$420K |
|
408
Waters Corp
WAT
$37B
| $4.15M | 0.07% |
26,203
+2,276
| +10% | +$352K |
|
|
MON
409
DELISTED
Monsanto Co
MON
| $4.14M | 0.07% |
40,485
-5,036
| -11% | -$528K |
|
|
ETG
410
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
| $4.14M | 0.07% |
277,678
-80,879
| -23% | -$1.21M |
|
|
DCP
411
DELISTED
DCP Midstream, LP
DCP
| $4.11M | 0.07% |
116,420
-5,436
| -4% | -$185K |
|
412
Consolidated Edison
ED
$40.1B
| $4.11M | 0.07% |
54,539
-7,555
| -12% | -$587K |
|
413
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
| $4.11M | 0.07% |
262,423
-39,417
| -13% | -$630K |
|
414
Kroger
KR
$35.4B
| $4.08M | 0.07% |
137,539
-52,755
| -28% | -$1.75M |
|
|
MSD
415
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
| $4.06M | 0.07% |
420,739
-179,165
| -30% | -$1.73M |
|
416
CMS Energy
CMS
$22.6B
| $4.06M | 0.07% |
96,548
+15,099
| +19% | +$659K |
|
|
GWPH
417
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $4.05M | 0.07% |
30,490
-6,599
| -18% | -$631K |
|
418
Deluxe
DLX
$1.18B
| $4.04M | 0.07% |
60,449
-13,824
| -19% | -$941K |
|
|
MUE
419
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $4.02M | 0.07% |
272,335
-58,750
| -18% | -$866K |
|
|
JSD
420
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $4.01M | 0.07% |
238,320
-11,438
| -5% | -$185K |
|
421
Sherwin-Williams
SHW
$82.7B
| $4.01M | 0.07% |
43,473
+5,676
| +15% | +$550K |
|
422
Erie Indemnity
ERIE
$12.7B
| $4M | 0.07% |
39,206
+2,068
| +6% | +$205K |
|
423
Henry Schein
HSIC
$9.77B
| $3.99M | 0.07% |
62,457
-13,808
| -18% | -$917K |
|
|
FT
424
Franklin Universal Trust
FT
$199M
| $3.99M | 0.07% |
586,731
+118,234
| +25% | +$815K |
|
425
Lennox International
LII
$14.4B
| $3.95M | 0.06% |
25,160
+1,904
| +8% | +$296K |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.