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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Archer Daniels Midland
ADM
$38.2B
| $4.6M | 0.08% |
109,110
+14,707
| +16% | +$636K |
|
377
ResMed
RMD
$30.6B
| $4.6M | 0.08% |
70,976
+15,919
| +29% | +$1.06M |
|
|
BCR
378
DELISTED
CR Bard Inc.
BCR
| $4.6M | 0.08% |
20,504
-4,286
| -17% | -$965K |
|
379
Chubb
CB
$135B
| $4.6M | 0.08% |
36,585
+18,605
| +103% | +$2.36M |
|
380
Dentsply Sirona
XRAY
$2.68B
| $4.57M | 0.07% |
76,846
-7,999
| -9% | -$491K |
|
381
UGI
UGI
$7.74B
| $4.54M | 0.07% |
100,239
-36,845
| -27% | -$1.68M |
|
382
Principal Financial Group
PFG
$24.3B
| $4.53M | 0.07% |
87,952
+17,850
| +25% | +$835K |
|
|
MXIM
383
DELISTED
Maxim Integrated Products
MXIM
| $4.51M | 0.07% |
112,949
-135,893
| -55% | -$5.36M |
|
384
Helmerich & Payne
HP
$3.45B
| $4.48M | 0.07% |
66,574
-36,233
| -35% | -$2.27M |
|
385
Stryker
SYK
$125B
| $4.48M | 0.07% |
38,456
+1,756
| +5% | +$205K |
|
|
FISV
386
Fiserv Inc
FISV
$28.8B
| $4.47M | 0.07% |
89,982
-4,702
| -5% | -$247K |
|
387
MidCap Financial Investment
MFIC
$787M
| $4.46M | 0.07% |
256,042
-209,066
| -45% | -$3.66M |
|
|
JTA
388
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $4.45M | 0.07% |
370,404
-15,520
| -4% | -$185K |
|
|
PRXL
389
DELISTED
Parexel International Corp
PRXL
| $4.44M | 0.07% |
63,874
-10,164
| -14% | -$686K |
|
|
ABB
390
DELISTED
ABB Ltd
ABB
| $4.42M | 0.07% |
196,119
-23,383
| -11% | -$501K |
|
391
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
| $4.38M | 0.07% |
266,749
+52,303
| +24% | +$875K |
|
392
AstraZeneca
AZN
$263B
| $4.37M | 0.07% |
66,440
-4,223
| -6% | -$276K |
|
393
Nucor
NUE
$58.6B
| $4.36M | 0.07% |
88,073
-11,715
| -12% | -$596K |
|
394
Vail Resorts
MTN
$5.32B
| $4.34M | 0.07% |
27,674
+5,082
| +22% | +$774K |
|
395
Pediatrix Medical
MD
$2.18B
| $4.34M | 0.07% |
65,470
-6,658
| -9% | -$455K |
|
396
Mettler-Toledo International
MTD
$28.6B
| $4.33M | 0.07% |
10,310
-2,639
| -20% | -$1.05M |
|
|
BPL
397
DELISTED
Buckeye Partners, L.P.
BPL
| $4.32M | 0.07% |
60,349
-2,111
| -3% | -$150K |
|
|
COL
398
DELISTED
Rockwell Collins
COL
| $4.3M | 0.07% |
51,009
+1,005
| +2% | +$84.8K |
|
|
ADAM
399
Adamas Trust
ADAM
$815M
| $4.3M | 0.07% |
178,627
-49,190
| -22% | -$1.21M |
|
|
EMD
400
DELISTED
Western Asset Emerging Markets
EMD
| $4.3M | 0.07% |
373,241
-58,039
| -13% | -$666K |
|
Similar funds
CM
RCG
GFM
EAM
HPG
BP
EMPI
JWBC
Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.