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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Enterprise Products Partners
EPD
$82.3B
| $5.42M | 0.09% |
195,979
-22,499
| -10% | -$622K |
|
|
MMD
327
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$280M
| $5.41M | 0.09% |
266,194
+4,981
| +2% | +$102K |
|
|
CXH
328
DELISTED
MFS Investment Grade Municipal Trust
CXH
| $5.4M | 0.09% |
519,973
+8,330
| +2% | +$87.4K |
|
329
Adobe
ADBE
$99.5B
| $5.38M | 0.09% |
49,567
+16,687
| +51% | +$1.67M |
|
330
Toronto Dominion Bank
TD
$198B
| $5.35M | 0.09% |
120,536
-41,219
| -25% | -$1.81M |
|
331
Invesco Trust Investment Grade Municipals
VGM
$548M
| $5.35M | 0.09% |
379,317
+110,682
| +41% | +$1.59M |
|
332
Ventas
VTR
$48B
| $5.29M | 0.09% |
74,940
+24,355
| +48% | +$1.77M |
|
|
EIV
333
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
| $5.29M | 0.09% |
391,882
+11,574
| +3% | +$158K |
|
|
CMD
334
DELISTED
Cantel Medical Corporation
CMD
| $5.27M | 0.09% |
67,618
-29,464
| -30% | -$2.14M |
|
|
ETJ
335
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
| $5.25M | 0.09% |
557,007
-23,958
| -4% | -$233K |
|
336
Hasbro
HAS
$13.2B
| $5.25M | 0.09% |
66,112
-3,555
| -5% | -$289K |
|
|
MCA
337
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $5.23M | 0.09% |
320,961
+38,163
| +13% | +$631K |
|
338
BlackRock Limited Duration Income Trust
BLW
$490M
| $5.22M | 0.09% |
336,538
-57,152
| -15% | -$886K |
|
339
NOV
NOV
$6.93B
| $5.22M | 0.09% |
142,102
-56,965
| -29% | -$1.91M |
|
|
SUNS
340
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $5.2M | 0.09% |
320,678
+64,301
| +25% | +$1.07M |
|
341
Danaher
DHR
$137B
| $5.19M | 0.09% |
74,720
-25,164
| -25% | -$1.78M |
|
342
Northrop Grumman
NOC
$77.1B
| $5.16M | 0.08% |
24,123
+1,053
| +5% | +$228K |
|
343
American Express
AXP
$227B
| $5.14M | 0.08% |
80,249
+17,525
| +28% | +$1.13M |
|
344
T. Rowe Price
TROW
$23.9B
| $5.12M | 0.08% |
77,037
-898
| -1% | -$62.6K |
|
|
PCF
345
High Income Securities Fund
PCF
$98.8M
| $5.1M | 0.08% |
636,269
-91,036
| -13% | -$724K |
|
346
OFS Capital
OFS
$45M
| $5.08M | 0.08% |
389,854
-53,619
| -12% | -$728K |
|
347
Gilead Sciences
GILD
$162B
| $5.05M | 0.08% |
63,873
-6,647
| -9% | -$540K |
|
|
AVK
348
Advent Convertible and Income Fund
AVK
$547M
| $5.01M | 0.08% |
352,602
+16,124
| +5% | +$230K |
|
|
NCZ
349
Virtus Convertible & Income Fund II
NCZ
$294M
| $4.96M | 0.08% |
209,142
+43,397
| +26% | +$996K |
|
|
VGI
350
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
| $4.94M | 0.08% |
310,733
+17,993
| +6% | +$283K |
|
Similar funds
CM
RCG
GFM
EAM
HPG
BP
EMPI
JWBC
Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.