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AAM

Advisors Asset Management Portfolio holdings

AUM $6.01B
1-Year Est. Return 24.74%
This Fund
S&P 500
This Quarter Est. Return
-1.11%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.58B
AUM Growth
-$203M
Cap. Flow
-$79.8M
Cap. Flow %
-1.21%
Top 10 Hldgs %
22.57%
Holding
1,514
New
113
Increased
658
Reduced
689
Closed
51

Top Buys

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$13.2M
2
SHOP icon
Shopify
SHOP
+$10.3M
3
XYZ
Block Inc
XYZ
+$10.3M
4
TGT icon
Target
TGT
+$9.77M
5
GLO
Clough Global Opportunities Fund
GLO
+$8.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$27.8M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.9M
3
AAPL icon
Apple
AAPL
+$13.1M
4
META icon
Meta Platforms (Facebook)
META
+$11M
5
ACN icon
Accenture
ACN
+$8.15M

Sector Composition

Rank Sector Weight
1 Technology 17.48%
2 Financials 13.44%
3 Communication Services 11.3%
4 Consumer Discretionary 10.12%
5 Healthcare 9.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
276
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$4.75M 0.07%
303,758
+13,921
+5% +$226K
AFT
277
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$4.68M 0.07%
296,285
-12,415
-4% -$195K
JRO
278
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4.68M 0.07%
469,000
-15,979
-3% -$156K
VRTX icon
279
Vertex Pharmaceuticals
VRTX
$121B
$4.66M 0.07%
25,700
-1,967
-7% -$384K
EOD
280
Allspring Global Dividend Opportunity Fund
EOD
$279M
$4.65M 0.07%
842,365
+17,235
+2% +$100K
TSLX icon
281
Sixth Street Specialty
TSLX
$1.63B
$4.63M 0.07%
208,667
+35,767
+21% +$820K
RS icon
282
Reliance Steel & Aluminium
RS
$20.7B
$4.63M 0.07%
32,506
+572
+2% +$86K
DHI icon
283
D.R. Horton
DHI
$40B
$4.62M 0.07%
55,004
+417
+0.8% +$38.4K
NVAX icon
284
Novavax
NVAX
$1.2B
$4.61M 0.07%
22,250
+287
+1% +$63.3K
BGT icon
285
BlackRock Floating Rate Income Trust
BGT
$323M
$4.61M 0.07%
346,858
-14,192
-4% -$185K
BNTX icon
286
BioNTech
BNTX
$22.9B
$4.57M 0.07%
16,755
+2,235
+15% +$710K
HRL icon
287
Hormel Foods
HRL
$13.8B
$4.54M 0.07%
110,618
+4,745
+4% +$214K
TTC icon
288
Toro Company
TTC
$8.75B
$4.53M 0.07%
46,491
+1,331
+3% +$145K
BGR icon
289
BlackRock Energy and Resources Trust
BGR
$421M
$4.52M 0.07%
477,250
-32,182
-6% -$289K
AFB
290
AllianceBernstein National Municipal Income Fund
AFB
$313M
$4.51M 0.07%
301,617
+15,635
+5% +$236K
FRA icon
291
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$4.49M 0.07%
336,167
-14,177
-4% -$189K
ADM icon
292
Archer Daniels Midland
ADM
$38.2B
$4.49M 0.07%
74,731
+12,118
+19% +$727K
MYI icon
293
BlackRock MuniYield Quality Fund III
MYI
$709M
$4.48M 0.07%
+305,008
New +$4.57M
IIM icon
294
Invesco Value Municipal Income Trust
IIM
$589M
$4.47M 0.07%
273,975
+15,183
+6% +$256K
PSA icon
295
Public Storage
PSA
$60.5B
$4.47M 0.07%
15,043
+305
+2% +$95.7K
TPVG icon
296
TriplePoint Venture Growth BDC
TPVG
$184M
$4.46M 0.07%
281,862
+52,633
+23% +$824K
STLD icon
297
Steel Dynamics
STLD
$36B
$4.45M 0.07%
76,039
+2,067
+3% +$132K
DIAX
298
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.44M 0.07%
264,956
+6,736
+3% +$116K
CHWY icon
299
Chewy
CHWY
$9.25B
$4.43M 0.07%
65,025
-14,013
-18% -$1.16M
AROC icon
300
Archrock
AROC
$6.27B
$4.42M 0.07%
536,362
+34,218
+7% +$275K
10 11
12
13 14

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Advisors Asset Management's Q3 2021 Portfolio in Review

As of Q3 2021, Advisors Asset Management held 1,514 positions worth $6.58B, down 3% from $6.78B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Advisors Asset Management's Q3 2021 filing shows 113 new, 658 increased, 689 reduced and 51 closed positions. Its largest new stake was RTX Corp: 154,238 shares worth $13.3M. The largest sale was Microsoft, an estimated $27.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Communication Services.

  • Advisors Asset Management's largest Q3 2021 buy was RTX Corp: 154,238 shares worth $13.3M.
  • Advisors Asset Management added most to Shopify in Q3 2021, an estimated $10.3M increase.
  • Advisors Asset Management's biggest Q3 2021 reduction was Microsoft, cutting an estimated $27.8M.
  • Advisors Asset Management fully exited Maxim Integrated Products in Q3 2021, selling an estimated $2.58M.
  • Advisors Asset Management's ten largest holdings make up 23% of its $6.58B portfolio in Q3 2021.
  • Advisors Asset Management opened 113 new positions and closed 51 in Q3 2021.
  • Advisors Asset Management's portfolio value fell 3% quarter-over-quarter to $6.58B.

Based on Advisors Asset Management's 13F filing for Q3 2021, filed 12 Nov 2021.