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AAM
Advisors Asset Management Portfolio holdings
AUM
$6.01B
1-Year Est. Return
24.74%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+24.74%
3 Year Est. Return
+70.4%
5 Year Est. Return
+80.65%
10 Year Est. Return
+281.78%
AUM
$6.1B
AUM Growth
-$71.3M
(-1.2%)
Cap. Flow
-$245M
Cap. Flow
% of AUM
-4.01%
Top 10 Holdings %
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Quality Municipal Income Fund
NAD
|
+$10.5M |
| 2 |
Nuveen AMT-Free Quality Municipal Income Fund
NEA
|
+$8.77M |
| 3 |
Annaly Capital Management
NLY
|
+$6.74M |
| 4 |
SEMG
SEMGROUP CORPORATION
SEMG
|
+$6.34M |
| 5 |
WNR
Western Refining Inc
WNR
|
+$5.89M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TE
TECO ENERGY INC
TE
|
+$12.9M |
| 2 |
B&G Foods
BGS
|
+$10.5M |
| 3 |
ISIL
Intersil Corp
ISIL
|
+$9.09M |
| 4 |
HTS
HATTERAS FINANCIAL CORP
HTS
|
+$8.68M |
| 5 |
Mattel
MAT
|
+$8.67M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 9.54% |
| 2 | Technology | 9.05% |
| 3 | Financials | 8.09% |
| 4 | Industrials | 7.79% |
| 5 | Consumer Discretionary | 7.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IGR
226
CBRE Global Real Estate Income Fund
IGR
$709M
| $8.25M | 0.14% |
982,096
+61,839
| +7% | +$520K |
|
227
Goldman Sachs
GS
$300B
| $8.21M | 0.13% |
50,903
-15,684
| -24% | -$2.55M |
|
|
ETP
228
DELISTED
Energy Transfer Partners L.p.
ETP
| $8.18M | 0.13% |
221,003
-82,219
| -27% | -$3.23M |
|
229
WEC Energy
WEC
$35.7B
| $8.16M | 0.13% |
136,314
+25,543
| +23% | +$1.59M |
|
|
CA
230
DELISTED
CA, Inc.
CA
| $8.06M | 0.13% |
243,609
-172,336
| -41% | -$5.81M |
|
231
Nuveen Real Asset Income & Growth Fund
JRI
$356M
| $8.01M | 0.13% |
464,492
+37,075
| +9% | +$642K |
|
232
Broadcom
AVGO
$1.85T
| $7.99M | 0.13% |
463,250
-61,730
| -12% | -$1.03M |
|
|
WBA
233
DELISTED
Walgreens Boots Alliance
WBA
| $7.96M | 0.13% |
98,669
-23,212
| -19% | -$1.89M |
|
|
JWN
234
DELISTED
Nordstrom
JWN
| $7.94M | 0.13% |
152,971
+18,789
| +14% | +$883K |
|
|
DIAX
235
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $7.91M | 0.13% |
548,817
-14,901
| -3% | -$218K |
|
236
Honeywell
HON
$77B
| $7.85M | 0.13% |
74,927
+14,223
| +23% | +$1.49M |
|
237
GSK
GSK
$104B
| $7.78M | 0.13% |
144,378
-17,926
| -11% | -$983K |
|
|
IGA
238
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
| $7.74M | 0.13% |
765,257
-256,376
| -25% | -$2.53M |
|
239
Mid-America Apartment Communities
MAA
$15.4B
| $7.68M | 0.13% |
81,711
-2,493
| -3% | -$249K |
|
|
FCRD
240
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $7.65M | 0.13% |
803,091
-64,991
| -7% | -$686K |
|
241
Fidus Investment
FDUS
$749M
| $7.6M | 0.12% |
482,582
+76,688
| +19% | +$1.21M |
|
242
EPR Properties
EPR
$4.76B
| $7.59M | 0.12% |
96,416
-1,460
| -1% | -$117K |
|
|
OCSI
243
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $7.49M | 0.12% |
874,745
+102,732
| +13% | +$873K |
|
244
Cogent Communications
CCOI
$676M
| $7.42M | 0.12% |
201,449
-18,515
| -8% | -$715K |
|
|
FPL
245
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
| $7.39M | 0.12% |
541,075
+118,032
| +28% | +$1.6M |
|
|
GHY
246
PGIM Global High Yield Fund
GHY
$478M
| $7.32M | 0.12% |
484,131
-8,946
| -2% | -$136K |
|
|
SIX
247
DELISTED
Six Flags Entertainment Corp.
SIX
| $7.32M | 0.12% |
136,457
-120,879
| -47% | -$6.5M |
|
|
HYB
248
DELISTED
New America High Income Fund, Inc.
HYB
| $7.31M | 0.12% |
793,872
+369,876
| +87% | +$3.31M |
|
249
Quad
QUAD
$536M
| $7.29M | 0.12% |
273,022
+112,843
| +70% | +$2.99M |
|
|
TWO
250
Two Harbors Investment
TWO
$1.27B
| $7.29M | 0.12% |
106,800
-12,738
| -11% | -$896K |
|
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Advisors Asset Management's Q3 2016 Portfolio in Review
As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 9.5% of assets, down from 9.9% a quarter earlier, followed by Technology and Financials.
Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.
- Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
- Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
- Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
- Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
- Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
- Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
- Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.
Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.