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AAM

Advisors Asset Management Portfolio holdings

AUM $6.56B
1-Year Est. Return 35.09%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+35.09%
3 Year Est. Return
+91.77%
5 Year Est. Return
+96.62%
10 Year Est. Return
+331.33%
AUM
$6.1B
AUM Growth
-$71.3M
Cap. Flow
-$245M
Cap. Flow %
-4.01%
Top 10 Hldgs %
7.61%
Holding
1,912
New
55
Increased
569
Reduced
1,139
Closed
76

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$10.5M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.77M
3
NLY icon
Annaly Capital Management
NLY
+$6.74M
4
SEMG
SEMGROUP CORPORATION
SEMG
+$6.34M
5
WNR
Western Refining Inc
WNR
+$5.89M

Top Sells

Rank Stock Value
1
TE
TECO ENERGY INC
TE
+$12.9M
2
BGS icon
B&G Foods
BGS
+$10.5M
3
ISIL
Intersil Corp
ISIL
+$9.09M
4
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.68M
5
MAT icon
Mattel
MAT
+$8.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 22.11%
2 Healthcare 9.87%
3 Technology 9.26%
4 Financials 9.23%
5 Industrials 7.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
1801
iShares Russell 2000 Value ETF
IWN
$14.3B
$11K ﹤0.01%
+109
New +$11.2K
RAIL icon
1802
FreightCar America
RAIL
$222M
$11K ﹤0.01%
758
-64
-8% -$913
QHC
1803
DELISTED
Quorum Health Corporation
QHC
$11K ﹤0.01%
1,682
-262
-13% -$2.15K
APVO icon
1804
Aptevo Therapeutics
APVO
$3.4M
– –
0
– –
SAN icon
1805
Banco Santander
SAN
$213B
$10K ﹤0.01%
2,479
-88,156
-97% -$360K
TUES
1806
DELISTED
Tuesday Morning Corp
TUES
$8K ﹤0.01%
1,354
-4,691
-78% -$33.3K
CIF
1807
DELISTED
MFS Intermediate High Income Fund
CIF
$6K ﹤0.01%
2,488
-81
-3% -$206
IWS icon
1808
iShares Russell Mid-Cap Value ETF
IWS
$15.4B
$5K ﹤0.01%
+68
New +$5.19K
BDCS
1809
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$5K ﹤0.01%
240
– –
BAB icon
1810
Invesco Taxable Municipal Bond ETF
BAB
$889M
$4K ﹤0.01%
130
– –
BOND icon
1811
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.57B
$4K ﹤0.01%
35
– –
EMHY icon
1812
iShares JPMorgan EM High Yield Bond ETF
EMHY
$626M
$4K ﹤0.01%
75
– –
HYEM icon
1813
VanEck Emerging Markets High Yield Bond ETF
HYEM
$518M
$4K ﹤0.01%
155
– –
MORT icon
1814
VanEck Mortgage REIT Income ETF
MORT
$359M
$4K ﹤0.01%
175
– –
PIM
1815
Franklin Master Intermediate Income Trust
PIM
$152M
$4K ﹤0.01%
859
-28
-3% -$124
PPT
1816
Franklin Premier Income Trust
PPT
$323M
$4K ﹤0.01%
784
-25
-3% -$121
REM icon
1817
iShares Mortgage Real Estate ETF
REM
$535M
$4K ﹤0.01%
88
– –
SJNK icon
1818
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$4K ﹤0.01%
135
– –
ANGL icon
1819
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.17B
$3K ﹤0.01%
95
– –
CAR icon
1820
Avis
CAR
$4.68B
$3K ﹤0.01%
100
-1,830
-95% -$66.3K
FOSL icon
1821
Fossil Group
FOSL
$292M
$3K ﹤0.01%
100
– –
MDC
1822
DELISTED
M.D.C. Holdings, Inc.
MDC
$3K ﹤0.01%
135
– –
JNK icon
1823
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.83B
$2K ﹤0.01%
22
– –
SWBI icon
1824
Smith & Wesson
SWBI
$604M
$2K ﹤0.01%
85
– –
TTWO icon
1825
Take-Two Interactive
TTWO
$39.6B
$2K ﹤0.01%
38
– –
71 72
73
74 75

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EB
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KGA
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WHRC
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AWA
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SWP
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CRC
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Advisors Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Advisors Asset Management held 1,912 positions worth $6.1B, down 1.2% from $6.17B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Advisors Asset Management withdrew a net $245M in Q3 2016, closing 76 positions and reducing 1,139 holdings. Its most notable exit was TECO ENERGY INC, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 22% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Advisors Asset Management opened a new position in Nuveen AMT-Free Quality Municipal Income Fund worth $8.61M.

  • Advisors Asset Management's largest Q3 2016 buy was Nuveen AMT-Free Quality Municipal Income Fund: 589,392 shares worth $8.61M.
  • Advisors Asset Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $10.5M increase.
  • Advisors Asset Management's biggest Q3 2016 reduction was B&G Foods, cutting an estimated $10.5M.
  • Advisors Asset Management fully exited TECO ENERGY INC in Q3 2016, selling an estimated $12.9M.
  • Advisors Asset Management's ten largest holdings make up 7.6% of its $6.1B portfolio in Q3 2016.
  • Advisors Asset Management opened 55 new positions and closed 76 in Q3 2016.
  • Advisors Asset Management's portfolio value fell 1.2% quarter-over-quarter to $6.1B.

Based on Advisors Asset Management's 13F filing for Q3 2016, filed 31 Oct 2016.